Thomas T. Neely

ISLAND ASSET MANAGEMENT

Saint Simons Island, GA 31522

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CRD#: 2808424

Professional summary

Thomas Turner Neely, who also goes by Thomas Neely, Tommy Neely, is a registered financial advisor currently at ISLAND ASSET MANAGEMENT, LLC located in Saint Simons Island, Georgia.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Thomas has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Neely | Tommy Neely

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THOMAS T. NEELY FAMILY, LLP, 201 SHINNECOCK, ST. SIMONS ISLAND, GA 31522. REAL ESTATE INVESTMENTS, GENERAL PARTNER & MINORITY OWNER. START DATE 1996. HOURS PER MONTH ARE 4. HOURS DURING TRADING HOURS ARE 0. MANAGE TIMBER AND REAL ESTATE HOLDINGS FOR FAMILY. Willmar Plantation, LLC | Not Investment Related | 309 Forest Oaks, St. Simons Island, GA 31522 | Owns Farm Equipment | Owner | Start Date: 2000 | Approximately 1 hour per month devoted to other business activity, none of which are during securities trading hours | Not Compensate | Signatory Authority | This LLC solely owns various farm related equipment. No Specific duties required. TNB Financial Services, Inc.; Investment Related; Saint Simons Island, GA; Bank/Trust Services; Senior Vice President; 08/2015; 80hrs/80hrs; Service and provide advice to clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Turner Neely's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2021 - Present

ISLAND ASSET MANAGEMENT, LLC

Office #1: 247 Edwards Plaza Unit 17 Box 13, Saint Simons Island, GA 31522

RIA

CRD#: 7059

ALBANY, GA

Past

November 26, 1996 - January 2, 2002

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(7/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/2/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/25/1996

General Securities Representative Examination

Current Firm

ISLAND ASSET MANAGEMENT, LLC

CRD#: 314592 / SEC#:

Georgia

Registered Investment Advisory firm - (7/15/2021 Approved)

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Contact information

Main Address

247 Edwards Plaza Unit 17 Box 13, Saint Simons Island, GA 31522

Mailing Address

Phone number

(912) 268-4343

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	78
AUM (Assets Under Management)	$ 76,922,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas T. Neely

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Turner Neely's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

INVESTMENT PROFESSIONALS, INC.

INVESTMENT PROFESSIONALS, INC.

SYNOVUS SECURITIES, INC.

SYNOVUS SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

THE ROBINSON-HUMPHREY COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/1996

Series 63

Date: 12/2/1996

SIE

Date: 10/1/2018

Series 7

Date: 11/25/1996

Current Firm

ISLAND ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ISLAND ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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