DE
David L. Eustis Jr.
INSCRIPTION CAPITAL
Houston, TX 77098
Some features on this profile are disabled
CRD#: 2808150
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Professional summary
David L Eustis Jr., who also goes by David L Eustis Jr, David Leeds Eustis Jr, Leeds Eustis, is a registered financial advisor currently at INSCRIPTION CAPITAL, LLC located in Houston, Texas and INSCRIPTION FAMILY OFFICE, LLC located in Houston, Texas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David L Eustis Jr | David Leeds Eustis Jr | Leeds Eustis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DAVID EUSTIS IS DUALLY� REGISTERED WITH INSCRIPTION FAMILY OFFICE, LLC AND INSCRIPTION CAPITAL, LLC. DAVID EUSTIS HAS SERVED AS A PRINCIPAL WITH INSCRIPTION CAPITAL, LLC SINCE 04/2008 AND AS A MEMBER FOR INSCRIPTION FAMILY OFFICE, LLC SINCE 05/2019. APPROXIMATELY 90% OF DAVID EUSTIS' TIME IS FOR SERVICES AS A PRINCIPAL OF INSCRIPTION CAPITAL, LLC AND THE BALANCE AS A MEMBER OF INSCRIPTION FAMILY OFFICE, LLC 2. Levy Park Capital GP LLC, Investment Related, 3924 Arnold ST, Houston, TX 77005, Litigation Fund, Owner, 03/2023, zero hours per month and zero hours during trading hours, Conduct due diligence research when required for new opportunities. 3. LPC Litigation Fund I, Investment Related, 3924 Arnold ST, Houston, TX 77005, Litigation Fund, 04/2023, zero hours per month and zero hours during trading hours, Conduct due diligence research when required for new opportunities. 4. LPC Litigation Fund II, Investment Related, 3924 Arnold ST, Houston, TX 77005, Litigation Fund, 08/2023, zero hours per month and zero hours during trading hours, Conduct due diligence research when required for new opportunities. 5. LPC Litigation Fund III, Investment Related, 3924 Arnold ST, Houston, TX 77005, Litigation Fund, 06/2024, zero hours per month and zero hours during trading hours, Conduct due diligence research when required for new opportunities. 6. LPC Litigation Fund IV, LLC, Investment Related, 3924 Arnold ST, Houston, TX 77005, Litigation Fund, 07/2024, zero hours per month and zero hours during trading hours, Conduct due diligence research when required for new opportunities. 7. 1913 Advisors, LLC, Investment Related, 3924 Arnold ST, Houston, TX 77005, 07/2024, zero hours per month and zero hours during trading hours, Conduct due diligence research when required for new opportunities. 8. Moe Inc, Non-investment Related, 2925 Richmond Ave Suite 425, Houston, TX 77098, 04/2018, President/Director/Agent, zero hours per month and zero hours per month during trading hours. 100% owner of the outstanding stocks which is the only activity and holding for his ownership interest in Moe Inc and Inscription Family Office. 9. OEB Wealth Holdings Inc., Non-investment Related, Houston, TX 77005, 04/2018, Director and Secretary, zero hours per month and zero hours per month during trading hours. 100% owner of outstanding stocks which is the only activity and holding for his ownership in OEB and Inscription Family Office.
CRS (Client Relationship Summary) - RIA
Click below to view David L Eustis Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2018 - Present
INSCRIPTION CAPITAL, LLC
Office #1: 2925 Richmond Avenue Suite 425, Houston, TX 77098RIA
CRD#: 291780
Houston, TX
Current
September 17, 2019 - Present
INSCRIPTION FAMILY OFFICE, LLC
Office #1: 2925 Richmond Avenue Suite 425, Houston, TX 77098RIA
CRD#: 301900
Houston, TX
Past
September 19, 2002 - April 17, 2018
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
HOUSTON, TX
Past
February 9, 2000 - April 17, 2018
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
HOUSTON, TX
Past
February 21, 1997 - February 18, 2000
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IC
INSCRIPTION CAPITAL, LLC
INSCRIPTION CAPITAL, LLC | WINDWARD LANE WEALTH ADVISORS, LLC | SOUND POST CAPITAL
CRD#: 291780 / SEC#: 801-112532
RIA
Registered Investment Advisory firm - (3/1/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(4/13/2018)
IAR
Texas(4/11/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IC
INSCRIPTION CAPITAL, LLC
INSCRIPTION CAPITAL, LLC | WINDWARD LANE WEALTH ADVISORS, LLC | SOUND POST CAPITAL
CRD#: 291780 / SEC#: 801-112532
RIA
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Contact information
Main Address
2925 Richmond Avenue Suite 425, Houston, TX 77098
Mailing Address
Phone number
(713) 673-8999
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,456 |
| AUM (Assets Under Management) | $ 1,556,528,803 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
