Ali A. Roushanzamir
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ali Alex Roushanzamir, who also goes by Ali Roushanzamin, Alex Roushanzamir, was a registered financial professional .
Ali is a previously registered financial professional and started their career in finance in 2004. Ali had worked at 8 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2017 - May 5, 2021
BIRCH CAPITAL INC.
February 11, 2016 - December 31, 2016
BIRCH CAPITAL INC.
June 7, 2013 - December 31, 2015
BIRCH CAPITAL INC.
October 26, 2012 - May 2, 2013
VALIC FINANCIAL ADVISORS, INC.
October 25, 2012 - May 2, 2013
VALIC FINANCIAL ADVISORS, INC.
May 15, 2012 - November 24, 2012
BIRCH CAPITAL INC.
February 9, 2010 - April 14, 2011
CROWN CAPITAL SECURITIES, L.P.
January 25, 2010 - April 14, 2011
CROWN CAPITAL SECURITIES, L.P.
April 20, 2009 - October 16, 2009
PRINCIPAL SECURITIES, INC.
April 3, 2009 - October 16, 2009
PRINCIPAL SECURITIES, INC.
August 1, 2007 - April 9, 2009
VALIC FINANCIAL ADVISORS, INC.
August 1, 2007 - April 9, 2009
VALIC FINANCIAL ADVISORS, INC.
January 23, 2007 - June 13, 2007
CUNA BROKERAGE SERVICES, INC.
January 23, 2007 - June 13, 2007
CUNA BROKERAGE SERVICES, INC.
September 13, 2005 - January 24, 2007
CUSO FINANCIAL SERVICES, L.P.
September 13, 2005 - January 24, 2007
CUSO FINANCIAL SERVICES, L.P.
April 12, 2005 - July 7, 2005
USALLIANZ SECURITIES, INC.
April 12, 2005 - July 7, 2005
USALLIANZ SECURITIES, INC.
August 19, 2004 - April 1, 2005
A. G. EDWARDS & SONS, INC.
August 5, 2004 - April 1, 2005
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BIRCH CAPITAL INC.
CRD#: 158008 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
