Stephen P. Seglund

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CRD#: 2807970

Professional summary

Stephen Paul Seglund was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Stephen Paul Seglund, who also goes by Paul Stephen Seglund, Paul Seglund, was a registered financial professional .

Stephen is a previously registered financial professional and started their career in finance in 1996. Stephen had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Paul Stephen Seglund | Paul Seglund

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Mt Bachelor Investment Related: No Address: 6000 Century Dr Bend OR 97701 Nature of Business: Other Other/None of the Above Ticket Sales Position, Title or Relationship: Ticket Sales Start Date: 1/1/2012 Close Date: 01/15/2021; Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Ticket Sales Name: No Line LLC Not Investment Related: No Address: 700 Simpson Ave Bend OR 97701 Nature of Business: Other Other/None of the Above None Position, Title or Relationship: Bartender Start Date: 5/27/2016 Close Date: 01/15/2021; Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Bartender Business Name: Paul Seglund Investment Related: No Address: 20236 NW Brumby Lane Bend OR 97703 Nature of Business: Other Other/None of the Above Freelance writing Position, Title or Relationship: Writer Start Date: 11/1/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Write articles Business Name: Dycoco Inc.; Investment Related: No; Address: 750 NW Charbonneau Dr. #108 Bend OR, 97703; Nature of the Business: Provide sales training leads to a friend in return for a finders fee and access to his sales training system; Position: 1099 referral based; Start Date: 9/1/2016; Hours per month: 10-16 hours; Number of hours during trading hours: 0-14 hours; Duties: Provide referral information to Dycoco that they would contact for sales training. Business Name: Pacific Coast Wealth Builders Investment Related: Yes Address: 20236 NW Brumby Lane Bend OR 97703 Nature of Business: Insurance Position, Title, or Relationship: Insurance Producer Start Date: 12/1/2017 Hours per month: 3-9 hours Hours per month during trading hours: 0-9 Duties: provide insurance solutions as suitable for clients. Name: Paul Seglund SPS Racing Investment Related: No; Address: 12851 W Fernleaf St Nature of Business: Flyin Crew Member, Title or Relationship: Sole Proprietor; Start Date: 07/2003; Hours per month: 0% - 5% (0 - 4 hours) Hours per month during trading hours: 0%; Duties: Flyin crew member for sports car racing- IMSA Series primarily along with any ancillary activities such as shows

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 30, 2018 - March 11, 2022

LIFEPRO ASSET MANAGEMENT

RIA

CRD#: 285252

Boise, ID

Past

May 4, 2018 - August 7, 2018

ALPHA CUBED INVESTMENTS, LLC

RIA

CRD#: 159347

IRVINE, CA

Past

September 16, 2016 - September 16, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

Bend, OR

Past

September 16, 2016 - May 4, 2018

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Austin, TX

Past

September 16, 2016 - May 4, 2018

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Bend, OR

Past

April 27, 2015 - February 29, 2016

RUBICON ADVISORS

RIA

CRD#: 174447

BEND, OR

Past

May 2, 2012 - May 19, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

BEND, OR

Past

May 2, 2012 - September 28, 2016

LPL FINANCIAL LLC

CRD#: 6413

BEND, OR

Past

December 21, 2011 - May 8, 2012

WADDELL & REED

CRD#: 866

EUGENE, OR

Past

October 8, 2010 - January 12, 2012

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

BEND, OR

Past

April 1, 2010 - October 8, 2010

FINANCIAL WEST GROUP

RIA

CRD#: 16668

SISTERS, OR

Past

April 1, 2010 - October 8, 2010

FINANCIAL WEST GROUP

CRD#: 16668

SISTERS, OR

Past

January 14, 2010 - April 5, 2010

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

PACIFIC GROVE, CA

Past

January 13, 2010 - April 5, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

PACIFIC GROVE, CA

Past

January 14, 2008 - January 4, 2010

FINANCIAL WEST GROUP

RIA

CRD#: 16668

BEND, OR

Past

March 30, 2005 - January 5, 2006

FINANCIAL WEST GROUP

RIA

CRD#: 16668

BEND, OR

Past

February 3, 2005 - January 4, 2010

FINANCIAL WEST GROUP

CRD#: 16668

BEND, OR

Past

November 2, 2004 - December 15, 2004

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

ENCINITAS, CA

Past

November 2, 2004 - December 15, 2004

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

January 30, 2003 - September 21, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BEND, OR

Past

January 28, 2003 - September 21, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 24, 1999 - November 27, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

April 25, 1997 - December 3, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 20, 1996 - May 21, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/22/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/4/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/20/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/19/1996

General Securities Representative Examination

Current Firm

LIFEPRO ASSET MANAGEMENT

CRD#: 285252 / SEC#: 801-118422

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Contact information

Main Address

11512 El Camino Real Suite 100, San Diego, CA 92130

Mailing Address

Phone number

(888) 543-3776

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A AUGUST 2022 (3/12/2024)

Regulatory assets under management

Total Number of Accounts	1,105
AUM (Assets Under Management)	$ 311,330,551

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen P. Seglund

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALPHA CUBED INVESTMENTS, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

RUBICON ADVISORS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WADDELL & REED

ALLSTATE FINANCIAL SERVICES, LLC

FINANCIAL WEST GROUP

FINANCIAL WEST GROUP

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

FINANCIAL WEST GROUP

FINANCIAL WEST GROUP

FINANCIAL WEST GROUP

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/1996

Series 63

Date: 11/22/1996

SIE

Date: 5/4/2018

Series 31

Date: 6/20/2000

Series 7

Date: 11/19/1996

Current Firm

LIFEPRO ASSET MANAGEMENT

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIFEPRO ASSET MANAGEMENT

TRUST BUT VERIFY

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