Adam B. Gorlyn

CITIZENS PRIVATE WEALTH

NEW YORK, NY 10020

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CRD#: 2807709

Professional summary

Adam B Gorlyn is a registered financial advisor currently at CITIZENS PRIVATE WEALTH located in New York, New York and CITIZENS SECURITIES, INC. located in New York, New York.

Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Adam has worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TGG Holdings LLC - owner; sole proprietorship LLC that holds an interest in real estate.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam B Gorlyn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 19, 2024 - Present

CITIZENS PRIVATE WEALTH

Office #1: 1270 Avenue Of The Americas Floor 7, New York, NY 10020

RIA

CRD#: 106743

NEW YORK, NY

Current

December 19, 2024 - Present

CITIZENS SECURITIES, INC.

Office #1: 1301 Avenue Of The Americas 2nd Floor, New York, NY, 10019

RIA

CRD#: 39550

NEW YORK, NY

Current

December 19, 2024 - Present

CITIZENS SECURITIES, INC.

Office #1: 1301 Avenue Of The Americas 2nd Floor, New York, NY, 10019

RIA

CRD#: 39550

NEW YORK, NY

Past

December 2, 2022 - November 3, 2023

CITY NATIONAL ROCHDALE

RIA

CRD#: 117198

NEW YORK, NY

Past

November 11, 2022 - November 3, 2023

CNR SECURITIES, LLC

CRD#: 18466

NEW YORK, NY

Past

March 21, 2007 - June 7, 2016

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

CRD#: 13594

NEW YORK, NY

Past

September 28, 2005 - January 4, 2007

RBS SECURITIES CORPORATION

CRD#: 118936

NEW YORK, NY

Past

February 4, 1998 - September 16, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 1, 1997 - April 16, 1997

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CITIZENS PRIVATE WEALTH

CRD#: 106743 / SEC#: 801-40835

RIA

Registered Investment Advisory firm - (2/20/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(12/19/2024)

IAR

New York
(12/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/1/2022

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/22/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/11/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/7/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/30/1996

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CITIZENS PRIVATE WEALTH

CRD#: 106743 / SEC#: 801-40835

RIA

Registered Investment Advisory firm - (2/20/1992 Approved)

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Contact information

Main Address

520 White Plains Road 3rd Floor, Tarrytown, NY 10591

Mailing Address

Phone number

(914) 846-0100

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	7,846
AUM (Assets Under Management)	$ 12,182,945,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
07/28/2023	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam B. Gorlyn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam B Gorlyn's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

CITY NATIONAL ROCHDALE

CNR SECURITIES, LLC

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

RBS SECURITIES CORPORATION

CITIGROUP GLOBAL MARKETS INC.

CIBC WORLD MARKETS CORP.

Primary Firm SEC Registration

CITIZENS PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 12/1/2022

Series 65

Date: 8/22/2000

Series 63

Date: 1/21/1997

Series 7TO

Date: 11/11/2022

SIE

Date: 10/7/2022

Series 7

Date: 12/30/1996

FINRA

Current Firm

CITIZENS PRIVATE WEALTH

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CITIZENS PRIVATE WEALTH

TRUST BUT VERIFY

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