Mark J. Laverghetta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Joseph Laverghetta, who also goes by Mark Joseph Laverghetta Mr., was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1998. Mark had worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2009 - May 10, 2016
AVONDALE PARTNERS, LLC
October 7, 2008 - January 14, 2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED
October 10, 2002 - July 3, 2008
FERRIS, BAKER WATTS, LLC
January 13, 2001 - October 9, 2002
DEUTSCHE BANK SECURITIES INC.
January 28, 2000 - January 13, 2001
DB ALEX. BROWN LLC
December 23, 1998 - February 7, 2000
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/24/2009
Limited Representative-Equity Trader ExamCurrent Firm
AVONDALE PARTNERS, LLC
CRD#: 46838 / SEC#: 801-70070, 8-51550
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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