Milan Prastalo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Milan Prastalo was a registered financial professional .
Milan is a previously registered financial professional and started their career in finance in 1996. Milan had worked at 13 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2017 - April 19, 2017
ADVISORY ADVOCATES LLC
January 22, 2015 - December 31, 2015
SOUND INCOME STRATEGIES, LLC
October 13, 2014 - December 23, 2014
REDHAWK WEALTH ADVISORS, INC.
March 13, 2012 - May 30, 2014
MONTICELLO INVESTMENT SERVICES, INC.
March 8, 2010 - May 30, 2014
MIDAMERICA FINANCIAL SERVICES, INC.
December 1, 2006 - December 22, 2008
QUESTAR CAPITAL CORPORATION
August 21, 2006 - December 22, 2008
QUESTAR ASSET MANAGEMENT, INC.
December 2, 2005 - June 16, 2006
USALLIANZ SECURITIES, INC.
December 1, 2005 - December 1, 2006
USALLIANZ SECURITIES, INC.
July 14, 2003 - November 18, 2005
AMERIPRISE ADVISOR SERVICES, INC.
June 25, 2002 - November 18, 2005
AMERIPRISE ADVISOR SERVICES, INC.
January 12, 2001 - April 12, 2002
JANNEY MONTGOMERY SCOTT LLC
December 3, 1998 - January 25, 2001
AUERBACH, POLLAK & RICHARDSON INC.
January 6, 1998 - January 19, 1999
PRIME CHARTER LTD.
December 12, 1996 - January 20, 1998
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADVISORY ADVOCATES LLC
CRD#: 284100 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 309 |
| AUM (Assets Under Management) | $ 76,301,250 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
