Richard E. Mixon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Eugene Mixon JR, who also goes by Rick Mixon Jr, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1996. Richard had worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 1998 - June 29, 2001
C.B. HILL & ASSOCIATES, INC.
December 10, 1996 - April 24, 1997
LEGEND EQUITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
C.B. HILL & ASSOCIATES, INC.
CRD#: 23786 / SEC#: , 8-40841
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
