Jason B. Hutchinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Brian Hutchinson, who also goes by Jason Hutchinson, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1997. Jason had worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 10 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2021 - September 28, 2022
BMO CAPITAL MARKETS CORP.
December 14, 2018 - May 26, 2021
LAZARD MIDDLE MARKET LLC
July 11, 2013 - November 15, 2018
OPPENHEIMER & CO. INC.
March 24, 2005 - July 3, 2013
HOULIHAN LOKEY CAPITAL, INC.
May 16, 2001 - March 23, 2005
PIPER SANDLER & CO.
October 16, 2000 - April 17, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 1997 - March 24, 2000
BANC OF AMERICA SECURITIES LLC
March 14, 1997 - October 1, 1997
MONTGOMERY SECURITIES
February 19, 1997 - March 21, 1997
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
BMO CAPITAL MARKETS CORP.
CRD#: 16686 / SEC#: 801-73047, 8-34344
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | SHAREHOLDER | |
| BRICKLEY, THOMAS JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 3028843 |
| ESTEY, WARREN FRANCIS | MANAGING DIRECTOR, INVESTMENT BANKING | 3114183 |
| FORLENZA, MICHAEL | HEAD, CHIEF OPERATING OFFICER | 5886049 |
| KAHRAMAN, LEVENT | MANAGING DIRECTOR, GLOBAL MARKETS | 2802822 |
| WALISEVER, ARI | CHIEF COMPLIANCE OFFICER | 4425793 |
| WOODWARD, JOEL EDWARD | CHIEF FINANCIAL OFFICER | 5467904 |
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,210,751,477 |
Disclosures
| Regulatory Event | 46 |
| Civil Event | 1 |
Red Flags
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