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Wilfred Junior Ignace

CRD# 2807440·Registered 1996 - 2006
Previously Registered: Being a previously registered professional could mean that Wilfred is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Wilfred Junior Ignace was a registered financial advisor. Wilfred was a previously registered financial professional and started their career in finance 1996 - 2006. Wilfred had worked at 8 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

CLARK DODGE & CO., INC.·CRD# 23288
BD
New York, NY
March 17, 2006 - November 22, 2006
WESTROCK ADVISORS, INC.·CRD# 114338
BD
New York, NY
March 3, 2005 - March 23, 2006
INDEPENDENT SECURITIES INVESTORS CORPORATION·CRD# 43598
BD
Chipley, FL
November 5, 2004 - February 1, 2005
EKN FINANCIAL SERVICES INC.·CRD# 113525
BD
Melville, NY
June 8, 2004 - July 6, 2004
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
March 9, 2002 - September 10, 2002
TUCKER ANTHONY INCORPORATED·CRD# 837
BD
Boston, MA
January 18, 2001 - March 9, 2002
SOLID ISG CAPITAL MARKETS, LLC·CRD# 39375
BD
New York, NY
December 18, 1998 - January 18, 2001
COMMONWEALTH ASSOCIATES·CRD# 20833
BD
New York, NY
November 29, 1996 - October 6, 1997

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Current Firm

CD
CLARK DODGE & CO., INC.

CLARK DODGE & CO. INC. | INVESTMENT TIMING & TECHNOLOGIES, INC. | CLARK DODGE & CO., INC.

CRD#: 23288 / SEC#: 8-40292
BD
Terminated by SEC on 07/04/2015

Contact Information

Established

Florida since 11/06/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CLARK DODGE HOLDING, LLCOWNER—
DIMAURO, JOSEPH VINCENTCEO, GSP, GOV'T. GSP, SECRETARY, PRESIDENT AND DIRECTOR3272638
TORRILLO, DON LCCO2789918

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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