Wilfred J. Ignace
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wilfred Junior Ignace was a registered financial professional .
Wilfred is a previously registered financial professional and started their career in finance in 1996. Wilfred had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2006 - November 22, 2006
CLARK DODGE & CO., INC.
March 3, 2005 - March 23, 2006
WESTROCK ADVISORS, INC.
November 5, 2004 - February 1, 2005
INDEPENDENT SECURITIES INVESTORS CORPORATION
June 8, 2004 - July 6, 2004
EKN FINANCIAL SERVICES INC.
March 9, 2002 - September 10, 2002
RBC CAPITAL MARKETS, LLC
January 18, 2001 - March 9, 2002
TUCKER ANTHONY INCORPORATED
December 18, 1998 - January 18, 2001
SOLID ISG CAPITAL MARKETS, LLC
November 29, 1996 - October 6, 1997
COMMONWEALTH ASSOCIATES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CLARK DODGE & CO., INC.
CRD#: 23288 / SEC#: , 8-40292
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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