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DG

David Anthony Gillman

CRD# 2807261·Registered 1996 - 2025
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Anthony Gillman, who also goes by Dave Gillman, David Gillman, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1996 - 2025. David had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dave Gillman, David Gillman

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

ABSOLUTE CAPITAL MANAGEMENT, LLC·CRD# 121484
RIA
Cincinnati, OH
April 7, 2025 - July 27, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS·CRD# 288590
RIA
Covington, KY
July 13, 2018 - January 6, 2025
STRATEGIC ADVISERS LLC·CRD# 104555
RIA
Covington, KY
July 20, 2009 - July 13, 2018
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Covington, KY
July 17, 2009 - January 6, 2025
STRATEGIC ADVISERS LLC·CRD# 104555
RIA
Blue Ash, OH
January 14, 2003 - February 19, 2009
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Covington, KY
November 7, 1996 - February 19, 2009

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Current Firm

AC
ABSOLUTE CAPITAL MANAGEMENT, LLC

ABSCAP | ABSOLUTECAPITAL | ABSOLUTE CAPITAL MANAGEMENT, LLC | ABSOLUTE CAPITAL

CRD#: 121484 / SEC#: 801-61336
RIA
Registered Investment Advisory firm - SEC (9/22/2003 Approved)
California
Registered Investment Advisory firm - California (9/26/2003 Terminated)
Florida
Registered Investment Advisory firm - Florida (9/25/2003 Terminated)
Idaho
Registered Investment Advisory firm - Idaho (9/19/2003 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (9/19/2003 Terminated)
Washington
Registered Investment Advisory firm - Washington (9/25/2003 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

101 Pennsylvania Blvd, Pittsburgh, PA 15228

Phone Number

(412) 388-1600

# of Employees

12

SEC notice filing (42 States and Territories)

Registered to provide investment advisory services in 42 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ABSOLUTE CAPITAL MANAGEMENT, LLC (BROCHURE) (6/3/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,436

AUM (Assets Under Management)

$742,497,713

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ABSOLUTE CAPITAL MANAGEMENT, LLC

ABSCAP | ABSOLUTECAPITAL | ABSOLUTE CAPITAL MANAGEMENT, LLC | ABSOLUTE CAPITAL

CRD#: 121484 / SEC#: 801-61336
RIA
Registered Investment Advisory firm - SEC (9/22/2003 Approved)
California
Registered Investment Advisory firm - California (9/26/2003 Terminated)
Florida
Registered Investment Advisory firm - Florida (9/25/2003 Terminated)
Idaho
Registered Investment Advisory firm - Idaho (9/19/2003 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (9/19/2003 Terminated)
Washington
Registered Investment Advisory firm - Washington (9/25/2003 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2001About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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