David A. Gillman

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CRD#: 2807261

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Anthony Gillman, who also goes by Dave Gillman, David Gillman, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1996. David had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dave Gillman | David Gillman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 7, 2025 - July 27, 2025

ABSOLUTE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 121484

CINCINNATI, OH

Past

July 13, 2018 - January 6, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

COVINGTON, KY

Past

July 20, 2009 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

COVINGTON, KY

Past

July 17, 2009 - January 6, 2025

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

Past

January 14, 2003 - February 19, 2009

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BLUE ASH, OH

Past

November 7, 1996 - February 19, 2009

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ABSOLUTE CAPITAL MANAGEMENT, LLC

ABSCAP | ABSOLUTECAPITAL | ABSOLUTE CAPITAL MANAGEMENT, LLC | ABSOLUTE CAPITAL

CRD#: 121484 / SEC#: 801-61336

RIA

Registered Investment Advisory firm - (9/22/2003 Approved)

California

Registered Investment Advisory firm - (9/26/2003 Terminated)

Florida

Registered Investment Advisory firm - (9/25/2003 Terminated)

Idaho

Registered Investment Advisory firm - (9/19/2003 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/19/2003 Terminated)

Washington

Registered Investment Advisory firm - (9/25/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/26/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/10/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/6/1996

General Securities Representative Examination

Current Firm

ABSOLUTE CAPITAL MANAGEMENT, LLC

ABSCAP | ABSOLUTECAPITAL | ABSOLUTE CAPITAL MANAGEMENT, LLC | ABSOLUTE CAPITAL

CRD#: 121484 / SEC#: 801-61336

RIA

Registered Investment Advisory firm - (9/22/2003 Approved)

California

Registered Investment Advisory firm - (9/26/2003 Terminated)

Florida

Registered Investment Advisory firm - (9/25/2003 Terminated)

Idaho

Registered Investment Advisory firm - (9/19/2003 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/19/2003 Terminated)

Washington

Registered Investment Advisory firm - (9/25/2003 Terminated)

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Contact information

Main Address

101 Pennsylvania Blvd, Pittsburgh, PA 15228

Mailing Address

Phone number

(412) 388-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ABSOLUTE CAPITAL MANAGEMENT, LLC (WRAP FEE BROCHURE) (3/4/2025)

ABSOLUTE CAPITAL MANAGEMENT, LLC (BROCHURE) (3/4/2025)

Regulatory assets under management

Total Number of Accounts	1,791
AUM (Assets Under Management)	$ 472,491,102

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

David A. Gillman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

ABSOLUTE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/26/2001

Series 63

Date: 10/10/1996

SIE

Date: 10/1/2018

Series 7

Date: 11/6/1996

Current Firm

ABSOLUTE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ABSOLUTE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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