Michael T. Smedley
Professional summary
Michael Thomas Smedley, CFP® is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Cincinnati, Ohio and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Thomas Smedley's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
March 1, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111December 12, 2022 - February 21, 2023
KEY INVESTMENT SERVICES LLC
December 5, 2022 - February 21, 2023
KEY INVESTMENT SERVICES LLC
July 13, 2018 - January 10, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 14, 2003 - July 13, 2018
STRATEGIC ADVISERS LLC
November 8, 1996 - January 10, 2022
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
