FG
Francis V. Grevers
BAADER HELVEA
New York, NY 10170
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CRD#: 2807057
FG
Professional summary
Francis Valentin Grevers is a registered financial professional currently at BAADER HELVEA INC. located in New York, New York.
Francis is registered as a RR (Registered Representative) and started their career in finance in 1996. Francis has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 87, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Francis Valentin Grevers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 24, 2010 - Present
BAADER HELVEA INC.
Office #1: 420 Lexington Avenue Suite 804, New York, NY 10170Office #2: 420 Lexington Avenue Suite 804, New York, NY 10170BD
CRD#: 132007
New York, NY
Past
November 17, 2009 - July 15, 2010
JESUP & LAMONT SECURITIES CORP
BD
CRD#: 39056
NEW YORK, NY
Past
April 1, 2004 - June 15, 2009
FORTIS SECURITIES LLC
BD
CRD#: 103714
NEW YORK, NY
Past
October 15, 1996 - April 21, 2004
FORTIS CAPITAL INVESTMENTS INC.
BD
CRD#: 15006
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(6/10/2013)
RR
Arizona(5/30/2013)
RR
California(12/1/2010)
RR
Colorado(12/1/2010)
RR
Connecticut(12/1/2010)
RR
Delaware(12/1/2010)
RR
District of Columbia(6/11/2013)
RR
Florida(12/1/2010)
RR
Georgia(12/1/2010)
RR
Illinois(12/1/2010)
RR
Indiana(6/12/2013)
RR
Iowa(5/3/2013)
RR
Kansas(12/1/2010)
RR
Kentucky(5/6/2013)
RR
Maryland(12/1/2010)
RR
Massachusetts(12/1/2010)
RR
Michigan(5/14/2013)
RR
Minnesota(5/9/2013)
RR
Nevada(5/6/2013)
RR
New Hampshire(7/18/2013)
RR
New Jersey(4/29/2013)
RR
New Mexico(12/1/2010)
RR
New York(12/1/2010)
RR
North Carolina(5/6/2013)
RR
Ohio(12/2/2010)
RR
Oregon(6/18/2013)
RR
Pennsylvania(12/1/2010)
RR
Rhode Island(12/1/2010)
RR
South Carolina(5/13/2013)
RR
Texas(12/1/2010)
RR
Utah(12/1/2010)
RR
Vermont(6/13/2013)
RR
Virginia(12/1/2010)
RR
Washington(12/1/2010)
RR
West Virginia(5/21/2013)
RR
Wisconsin(12/1/2010)
RR
Wyoming(6/25/2013)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 2/2/2007
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BH
BAADER HELVEA INC.
BAADER HELVEA INC. | HELVEA INC.
CRD#: 132007 / SEC#: , 8-66540
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
420 Lexington Avenue Suite 804, New York, NY 10170
Mailing Address
420 Lexington Avenue Suite 804, New York, NY 10170
Phone number
(212) 935-5150
Established
Delaware since 01/07/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (39 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAADER HELVEA AG | DIRECT OWNER | |
| AMMER, JOCHEN GUENTHER VOLKER | DIRECTOR | 2151302 |
| AMMER, JOCHEN GUENTHER VOLKER | PRESIDENT/CCO | 2151302 |
| BENDER, STEVEN CHRISTOPHER | PFO, POO | 2650187 |
| BENDER, STEVEN CHRISTOPHER | FINOP | 2650187 |
| DEANE, MORGAN ESQ | SECRETARY | 6116799 |
| DEANE, MORGAN ESQ | DIRECTOR | 6116799 |
| HAUSER, TIMON GERHARD | DIRECTOR | 7901577 |
| NIEDERMAYER, SEBASTIAN JOSEF | DIRECTOR | 5225454 |
| RIEDEL, OLIVER | DIRECTOR | 4680070 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
