John J. Fries
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John James Fries, who also goes by Jack Fries, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2019 - April 5, 2021
FBL WEALTH MANAGEMENT, LLC
April 20, 2015 - February 8, 2019
EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.
April 16, 2015 - March 2, 2021
FBL MARKETING SERVICES, LLC
January 24, 2013 - March 19, 2015
NATIONWIDE SECURITIES, LLC
August 14, 2012 - March 19, 2015
NATIONWIDE SECURITIES, LLC
August 12, 2010 - June 21, 2012
HIMCO DISTRIBUTION SERVICES COMPANY
August 4, 2008 - February 5, 2010
METLIFE INVESTORS DISTRIBUTION COMPANY
April 24, 2008 - May 6, 2008
PRINCIPAL FUNDS DISTRIBUTOR, INC.
May 9, 2006 - May 6, 2008
PRINCIPAL SECURITIES, INC.
February 14, 2006 - May 6, 2008
PRINCIPAL SECURITIES, INC.
January 14, 2004 - February 3, 2006
1717 CAPITAL MANAGEMENT COMPANY
October 2, 2003 - February 3, 2006
1717 CAPITAL MANAGEMENT COMPANY
October 16, 1998 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
October 16, 1998 - October 8, 2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 22, 1996 - October 13, 1997
LUTHERAN BROTHERHOOD SECURITIES CORP.
Primary Firm SEC Registration
FBL WEALTH MANAGEMENT, LLC
CRD#: 291396 / SEC#: 801-113458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FBL WEALTH MANAGEMENT, LLC
CRD#: 291396 / SEC#: 801-113458
Contact information
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 8,654,949 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
