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CS

Christopher Simich

MADISON AVENUE SECURITIES
Birmingham, AL 35242
Some features on this profile are disabled
CRD#: 2807014
CS
Christopher SimichMADISON AVENUE SECURITIES

Professional summary

Christopher Simich, who also goes by Christopher Milan Simich, Christopher M Simich, is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Birmingham, Alabama and AE WEALTH MANAGEMENT, LLC located in Birmingham, Alabama.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6, Series 7 and Series 26 exams.

Aliases

Christopher Milan Simich | Christopher M Simich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. American Heritage Financial; 2700 Corporate Dr, Suite 200, Birmingham, AL 35242; Non-Variable Insurance Sales; Agent; Start Date 4/2026; Investment-Related; Approx 120 Hrs/Month, 40 Hrs/Month during trading hours; Insurance Sales and Services. 2. Madison Avenue Securities; 13500 Evening Creek Drive N, Suite 555, San Diego, CA 92128; Position: Registered Representative Nature: Broker Dealer; Investment Related: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE 06/2026 3.) AE Wealth Management LLC POSITION: Investment Advisor Representative NATURE: Investment Advice for fee Investment Related: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE 08/2026 ADDRESS: 2950 SW McClure Road, Topeka, KS 66614 DESCRIPTION: Investment Advisory Services 4.) AE Financial Services, LLC POSITION: Registered Representative Nature: Broker Dealer Investment Related: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE 08/2026 ADDRESS: 2950 SW McClure Road, Topeka, KS 66614 DESCRIPTION: Securities Sales and Services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Simich's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 10, 2026 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 2700 Corporate Dr. Suite 200, Birmingham, AL 35242
RIA
BD
CRD#: 23224
Birmingham, AL
Current

September 1, 2026 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 2700 Corporate Drive Suite 200, Birmingham, AL 35242
RIA
CRD#: 282580
Birmingham, AL
Current

July 10, 2026 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 2700 Corporate Dr. Suite 200, Birmingham, AL 35242
RIA
BD
CRD#: 23224
Birmingham, AL
Current

September 1, 2026 - Present

AE FINANCIAL SERVICES, LLC

Office #1: 2700 Corporate Dr Ste 200, Birmingham , AL 35242-2733
BD
CRD#: 298608
BIRMINGHAM , AL
Past

March 12, 2024 - June 26, 2026

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
Hoover, AL
Past

March 12, 2024 - June 26, 2026

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
Hoover, AL
Past

November 27, 2023 - February 21, 2024

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
JACKSON, MS
Past

September 13, 2019 - September 7, 2023

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA
CRD#: 611
Birmingham, AL
Past

March 25, 2019 - September 7, 2023

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

BD
CRD#: 611
Birmingham, AL
Past

October 2, 2008 - July 30, 2018

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
Birmingham, AL
Past

November 11, 2005 - March 17, 2008

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
SHERMAN OAKS, CA
Past

December 23, 1996 - June 24, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA
Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/10/2026)
IAR
Alabama
(7/10/2026)
RR
Florida
(7/10/2026)
RR
Georgia
(7/10/2026)
RR
Illinois
(7/10/2026)
RR
Louisiana
(7/10/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/13/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/21/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/31/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/30/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/10/2005
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 12/20/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 11/17/2005
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA
Registered Investment Advisory firm - (2/17/2016 Approved)
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Contact information

Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)
FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts111,059
AUM (Assets Under Management)$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AE WEALTH MANAGEMENT, LLC

CRD#: 282580Birmingham, AL 35242

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