Christopher M. Simich
Professional summary
Christopher M Simich, who also goes by Christopher M Simich, Christopher Milan Simich, Christopher Simich, is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Birmingham, Alabama.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6, Series 7 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher M Simich's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher M Simich's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2026 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 2700 Corporate Dr. Suite 200, Birmingham, AL 35242July 10, 2026 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 2700 Corporate Dr. Suite 200, Birmingham, AL 35242March 12, 2024 - June 26, 2026
ONEAMERICA SECURITIES, INC.
March 12, 2024 - June 26, 2026
ONEAMERICA SECURITIES, INC.
November 27, 2023 - February 21, 2024
PARK AVENUE SECURITIES LLC
September 13, 2019 - September 7, 2023
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
March 25, 2019 - September 7, 2023
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
October 2, 2008 - July 30, 2018
FARMERS FINANCIAL SOLUTIONS, LLC
November 11, 2005 - March 17, 2008
FARMERS FINANCIAL SOLUTIONS, LLC
December 23, 1996 - June 24, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MADISON AVENUE SECURITIES, LLC
CRD#: 23224 / SEC#: 801-69919, 8-40426
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2026)
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(7/10/2026)
(7/10/2026)
(7/10/2026)
(7/10/2026)
Exams
Series 7TO
Date: 3/31/2021
General Securities Representative ExaminationFINRA
Current Firm
MADISON AVENUE SECURITIES, LLC
CRD#: 23224 / SEC#: 801-69919, 8-40426
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MANAGER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
