Brian M. Uhelski
Professional summary
Brian Michael Uhelski was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brian is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Brian had worked at 4 firms, which includes QA3 FINANCIAL CORP., MUTUAL SERVICE CORPORATION, IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2002 - April 14, 2003
QA3 FINANCIAL CORP.
August 8, 2002 - September 10, 2002
MUTUAL SERVICE CORPORATION
October 23, 1996 - August 7, 2002
IDS LIFE INSURANCE COMPANY
October 23, 1996 - August 7, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
QA3 FINANCIAL CORP.
CRD#: 14754 / SEC#: , 8-31155
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
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