Seth A. Meisler
PROSPERITY CAPITAL ADVISORS
Golden Valley, MN
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CRD#: 2806843
Professional summary
Seth Ariel Meisler, CFP® is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Golden Valley, Minnesota.
Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Seth has worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Mr. Meisler is a licensed insurance agent. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Meisler spends approx. 2 hrs/week during trading hours on this activity. 2) Mr. Meisler is on the board of directors and finance committee for Six Points Theater. Mr. Meisler spends approximately an hour per month on this activity during non-trading hours. This is not an investment related activity. 3) Mr. Meisler is the owner of Minnesota Meislers, LLC. Currently there is no activity related to this LLC and no time spent on this activity. 4) Mr. Meisler is a Chapter President of the American Financial Education Alliance (AFEA). Mr. Meisler conducts workshops/seminars to help eliminate financial illiteracy as part of his marketing efforts. Approximately 4 hours per month are spent on this activity. No compensation, product sales, or company names are mentioned or promoted at these workshops/seminars.
CRS (Client Relationship Summary) - RIA
Click below to view Seth Ariel Meisler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
December 26, 2023 - Present
PROSPERITY CAPITAL ADVISORS
RIA
CRD#: 156480
Golden Valley, MN
Past
January 21, 2022 - January 2, 2024
CENTURA WEALTH ADVISORY
RIA
CRD#: 296985
GOLDEN VALLEY, MN
Past
July 3, 2019 - January 24, 2022
PRIVATE CLIENT SERVICES, LLC
RIA
CRD#: 120222
St. Louis Park, MN
Past
May 15, 2017 - January 24, 2022
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
St. Louis Park, MN
Past
January 23, 2014 - January 24, 2022
AFFIANCE FINANCIAL LLC
RIA
CRD#: 113200
ST. LOUIS PARK, MN
Past
January 8, 2014 - May 16, 2017
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
ST LOUIS PARK, MN
Past
February 3, 2010 - May 16, 2017
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
ST LOUIS PARK, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(12/26/2023)
IAR
Texas(12/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/27/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
