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Seth Ariel Meisler

Seth A. Meisler

PROSPERITY CAPITAL ADVISORS
Golden Valley, MN
Some features on this profile are disabled
CRD#: 2806843
Seth Ariel Meisler

Professional summary

Seth Ariel Meisler, CFP® is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Golden Valley, Minnesota.

Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Seth has worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth Ariel Meisler's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2014

Experience

Current

December 26, 2023 - Present

PROSPERITY CAPITAL ADVISORS

RIA
CRD#: 156480
Golden Valley, MN
Past

January 21, 2022 - January 2, 2024

CENTURA WEALTH ADVISORY

RIA
CRD#: 296985
GOLDEN VALLEY, MN
Past

July 3, 2019 - January 24, 2022

PRIVATE CLIENT SERVICES, LLC

RIA
CRD#: 120222
St. Louis Park, MN
Past

May 15, 2017 - January 24, 2022

PRIVATE CLIENT SERVICES, LLC

BD
CRD#: 120222
St. Louis Park, MN
Past

January 23, 2014 - January 24, 2022

AFFIANCE FINANCIAL LLC

RIA
CRD#: 113200
ST. LOUIS PARK, MN
Past

January 8, 2014 - May 16, 2017

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
ST LOUIS PARK, MN
Past

February 3, 2010 - May 16, 2017

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
ST LOUIS PARK, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187

RIA
Registered Investment Advisory firm - (3/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/4/2026)
IAR
Minnesota
(12/26/2023)
IAR
Texas
(12/26/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/28/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/27/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/2/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/26/1996
Financial and Operations Principal Examination

Current Firm

PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187

RIA
Registered Investment Advisory firm - (3/22/2011 Approved)
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Contact information

Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202

SEC notice filing (42 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PCA PART 2A 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts14,823
AUM (Assets Under Management)$ 3,684,966,200

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROSPERITY CAPITAL ADVISORS

CRD#: 156480Golden Valley, MN

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