Jane R. Short
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jane R Short, CFP®, who also goes by Jane R Chadwick, Jane Reeb Chadwick, Jane Fleming Reeb, was a registered financial professional .
Jane is a previously registered financial professional and started their career in finance in 1996. Jane had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2016 - June 15, 2020
WAYPOINT ADVISORS, LLC
November 28, 2012 - October 4, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 28, 2012 - October 4, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 1997 - November 20, 2012
UBS FINANCIAL SERVICES INC.
December 2, 1996 - November 20, 2012
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
WAYPOINT ADVISORS, LLC
CRD#: 115810 / SEC#: 801-61451
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
