Yun C. Coughlin
Professional summary
Yun Chu Coughlin, who also goes by Yun Chu Oh, is a registered financial professional currently at HAZARD & SIEGEL, INC. located in Dewitt, New York.
Yun is registered as a RR (Registered Representative) and started their career in finance in 1996. Yun has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yun Chu Coughlin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2011 - Present
HAZARD & SIEGEL, INC.
Office #1: 5793 Widewaters Parkway, Dewitt, NY 13214February 11, 2002 - September 1, 2011
NEXT FINANCIAL GROUP, INC.
May 14, 1999 - December 20, 2001
NATIONAL PLANNING CORPORATION
November 27, 1996 - May 14, 1999
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/5/2022)
(8/13/2025)
(11/1/2022)
(12/20/2019)
(4/13/2018)
(2/17/2012)
Exams
FINRA
Current Firm
HAZARD & SIEGEL, INC.
CRD#: 2048 / SEC#: , 8-13942
Contact information
FINRA licenses (43 States and Territories)
Red Flags
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Company Information
HAZARD & SIEGEL, INC.
CRD#: 2048Dewitt, NY 13214TRUST BUT VERIFY
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