John G. Livewell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Gregory Livewell, who also goes by John G. Livewell, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 7 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2021 - August 26, 2024
TRUIST ADVISORY SERVICES, INC.
February 17, 2021 - August 26, 2024
TRUIST INVESTMENT SERVICES, INC.
August 16, 2018 - February 17, 2021
BB&T SECURITIES, LLC
June 17, 2017 - February 17, 2021
BB&T SECURITIES, LLC
August 24, 2005 - November 5, 2008
TD WEALTH MANAGEMENT SERVICES INC.
April 27, 2005 - November 5, 2008
TD WEALTH MANAGEMENT SERVICES INC.
August 9, 2004 - April 29, 2005
NATIONWIDE SECURITIES, LLC
May 24, 2004 - April 18, 2005
1717 CAPITAL MANAGEMENT COMPANY
December 6, 1996 - May 18, 1998
FIRST UNION BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 7/25/2022
Municipal Securities Representative ExaminationCurrent Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
