John C. Salas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Carlos Salas, who also goes by Juan Carlos Salas, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2015 - May 9, 2017
PORTFOLIO RESOURCES ADVISOR GROUP, INC.
August 11, 2015 - December 31, 2019
PARADIGM PARTNERS CAPITAL MANAGEMENT
August 11, 2015 - December 31, 2023
PARADIGM PARTNERS CAPITAL MANAGEMENT
September 10, 2009 - December 31, 2014
BOLTON SECURITIES CORPORATION
September 9, 2009 - December 31, 2014
BOLTON GLOBAL CAPITAL
April 29, 2005 - September 8, 2009
WELLS FARGO CLEARING SERVICES, LLC
April 29, 2005 - September 8, 2009
WELLS FARGO CLEARING SERVICES, LLC
September 7, 2001 - May 4, 2005
CHASE INVESTMENT SERVICES CORP.
September 20, 2000 - May 4, 2005
CHASE INVESTMENT SERVICES CORP.
December 20, 1999 - September 21, 2000
CITICORP INVESTMENT SERVICES
May 27, 1998 - December 17, 1999
FIS SECURITIES, INC.
October 16, 1996 - April 14, 1998
FIRST UNION BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
PORTFOLIO RESOURCES ADVISOR GROUP, INC.
CRD#: 144601 / SEC#: 801-111808
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PORTFOLIO RESOURCES ADVISOR GROUP, INC.
CRD#: 144601 / SEC#: 801-111808
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 362 |
| AUM (Assets Under Management) | $ 115,963,278 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
