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CA

Craig Arsenault

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CRD#: 2805664
CA

Professional summary


Craig Arsenault was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Craig is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Craig had worked at 1 firm, which includes ATLAS CAPITAL MANAGEMENT.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 12, 1997 - April 3, 2019

ATLAS CAPITAL MANAGEMENT

RIA
CRD#: 110018
LAGUNA NIGUEL, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 9/6/1996
Uniform Investment Adviser Law Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/11/1997
General Securities Principal Examination

Current Firm


AC
ATLAS CAPITAL MANAGEMENT
ATLAS CAPITAL MANAGEMENT | ATLAS CAPITAL MANAGEMENT INC.

CRD#: 110018 / SEC#:

California
Registered Investment Advisory firm - (6/3/2022 Termination Requested)
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Contact information


Main Address
2625 Townsgate Road Suite 200, Thousand Oaks, CA 91361
Mailing Address
32565 B Golden Lantern 363, Dana Point, CA 92629
Phone number
(800) 801-7956
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts122
AUM (Assets Under Management)$ 11,383,104

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ATLAS CAPITAL MANAGEMENT

CRD#: 110018

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