CA

Craig Arsenault

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CRD#: 2805664
CA

Professional summary


Craig Arsenault was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Craig is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Craig had worked at 1 firm, which includes ATLAS CAPITAL MANAGEMENT.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 12, 1997 - April 3, 2019

ATLAS CAPITAL MANAGEMENT

RIA
CRD#: 110018
LAGUNA NIGUEL, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
Principal/Supervisory Exam

Current Firm


AC
ATLAS CAPITAL MANAGEMENT
ATLAS CAPITAL MANAGEMENT | ATLAS CAPITAL MANAGEMENT INC.

CRD#: 110018 / SEC#:

California
Registered Investment Advisory firm - (6/3/2022 Termination Requested)
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Contact information


Main Address
2625 Townsgate Road Suite 200, Thousand Oaks, CA 91361
Mailing Address
32565 B Golden Lantern 363, Dana Point, CA 92629
Phone number
(800) 801-7956
Established
Firm type
Fiscal year end
# of Employees
1

Regulatory assets under management


Total Number of Accounts122
AUM (Assets Under Management)$ 11,383,104

Red Flags


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Company Information


ATLAS CAPITAL MANAGEMENT

CRD#: 110018

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