LK
Lori B. Kamen
SECURE ASSET MANAGEMENT, L.L.C.
Troy, MI 48084
Some features on this profile are disabled
CRD#: 2805591
LK
Professional summary
Lori Beth Kamen is a registered financial advisor currently at SECURE ASSET MANAGEMENT, L.L.C. located in Troy, Michigan and AURORA SECURITIES located in Bay Village, Ohio.
Lori is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Lori has worked at 22 firms and has passed the Series 66, Series 63, Series 65, Series 99TO, Series 52TO, Series 79TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FINRA Dispute Resolution - Rochester Hills, MI - 1999 start date - Investment Related - Industry arbitrator for FINRA dispute resolution - Serve as an impartial and neutral part in FINRA arbitration proceedings. Sole Prop - Approx 2 hr/mo during trading hours. Secure Asset Management, LLC - Troy, MI - 2021 start date - Investment Related - Investment Advisor Representative and Compliance Officer - Approx. 20 hrs/mo during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Lori Beth Kamen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 28, 2021 - Present
SECURE ASSET MANAGEMENT, L.L.C.
Office #1: 2565 West Maple Rd, Troy, MI 48084RIA
CRD#: 144046
Troy, MI
Current
January 25, 2021 - Present
AURORA SECURITIES
Office #2: 148 Meadville Street, Edinboro, PA 16412Office #3: 620 Newport Center Drive Suite 1100, Newport Beach, CA 92660Office #4: 2565 West Maple Road, Troy, MI 48084BD
CRD#: 46147
Bay Village, OH
Past
March 17, 2020 - December 4, 2020
CONCORDE ASSET MANAGEMENT, LLC
RIA
CRD#: 140367
LIVONIA, MI
Past
January 6, 2020 - December 4, 2020
CONCORDE INVESTMENT SERVICES, LLC
BD
CRD#: 151604
Livonia, MI
Past
January 18, 2018 - January 3, 2020
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Past
August 11, 2015 - January 23, 2017
IMST DISTRIBUTORS, LLC
BD
CRD#: 130745
Apopka, FL
Past
August 7, 2015 - January 23, 2017
FUNDS DISTRIBUTOR, LLC
BD
CRD#: 7174
Apopka, FL
Past
August 6, 2015 - January 23, 2017
FORESIDE ASSOCIATES, LLC
BD
CRD#: 13494
Apopka, FL
Past
August 6, 2015 - January 23, 2017
NORTHERN FUNDS DISTRIBUTORS, LLC
BD
CRD#: 45943
Apoka, FL
Past
July 29, 2015 - January 23, 2017
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
BD
CRD#: 143809
Apoka, FL
Past
January 2, 2015 - January 23, 2017
FORESIDE DISTRIBUTION SERVICES, L.P.
BD
CRD#: 15634
Apoka, FL
Past
October 16, 2014 - January 23, 2017
STERLING CAPITAL DISTRIBUTORS, LLC
BD
CRD#: 103934
Apopka, FL
Past
October 16, 2014 - January 23, 2017
FORESIDE INVESTMENT SERVICES, LLC
BD
CRD#: 30016
Apopka, FL
Past
October 16, 2014 - January 23, 2017
FORESIDE FUNDS DISTRIBUTORS LLC
BD
CRD#: 31334
Apopka, FL
Past
October 16, 2014 - January 23, 2017
FAIRHOLME DISTRIBUTORS, LLC
BD
CRD#: 150987
Apopka, FL
Past
October 15, 2014 - January 23, 2017
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
Apopka, FL
Past
August 9, 2012 - September 29, 2014
PERSHING LLC
BD
CRD#: 7560
LAKE MARY, FL
Past
June 16, 2006 - August 1, 2012
CNL SECURITIES CORP.
BD
CRD#: 10356
ORLANDO, FL
Past
February 10, 2004 - June 5, 2006
SSN ADVISORY, INC.
RIA
CRD#: 126090
KNOXVILLE, TN
Past
December 6, 2001 - June 5, 2006
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Past
April 26, 2000 - December 3, 2001
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
September 8, 1999 - April 19, 2000
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
November 29, 1996 - September 8, 1999
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SECURE ASSET MANAGEMENT, L.L.C.
1031 CONSULTING AND SERVICES GROUP | WITTENBERG INVESTMENTS, INC | TRANSCEND FINANCIAL | TRADEWELL TAX & FINANCIAL | TRADEWELL FINANCIAL | TITAN WEALTH ADVISORS | THOMAS FINANCIAL | SON LIGHT INC. | SECURE MANAGEMENT | SECURE ASSET MANAGEMENT, LLC | SECURE ASSET MANAGEMENT, L.L.C. | RW BOWLIN INVESTMENT SERVICES, INC. | REAL ESTATE TRANSITION SOLUTIONS | RANGE FINANCIAL | PREMIER ESTATE PLANNERS | PACELINE FINANCIAL LLC | NUSTAR FINANCIAL | NEVILLE FINANCIAL GROUP | MURRAY, TYMKEW & ASSOCIATES, INC. | MONEY & INVESTMENT CONCEPTS | INFORM FINANCIAL | HORNYAK FINANCIAL GROUP | HARRISON FINANCIAL | GOLDSTEIN FINANCIAL | GLEN H. CHESTER & ASSOCIATES | FORTNER WEALTH SERVICES | FORTHRIGHT CAPITAL MANAGEMENT, LLC | FINANCIAL STRATEGIES GROUP | EVERGREEN INVESTMENTS | CRESCENDO FINANCE | COUGHLIN WEALTH MANAGEMENT | COMPASS FINANCIAL | BLUEBIRD ADVISORY
CRD#: 144046 / SEC#: 801-113954
RIA
Registered Investment Advisory firm - (9/7/2018 Approved)Arizona
Registered Investment Advisory firm - (9/17/2018 Terminated)Colorado
Registered Investment Advisory firm - (9/17/2018 Terminated)Florida
Registered Investment Advisory firm - (9/17/2018 Terminated)Illinois
Registered Investment Advisory firm - (9/7/2018 Terminated)Indiana
Registered Investment Advisory firm - (9/19/2018 Terminated)Michigan
Registered Investment Advisory firm - (9/18/2018 Terminated)New York
Registered Investment Advisory firm - (9/17/2018 Terminated)Ohio
Registered Investment Advisory firm - (9/17/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (9/17/2018 Terminated)Texas
Registered Investment Advisory firm - (9/17/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/18/2021)
RR
Alaska(3/31/2021)
RR
Arizona(2/25/2021)
RR
Arkansas(8/13/2024)
RR
California(3/24/2021)
RR
Colorado(5/3/2021)
RR
Connecticut(3/9/2021)
RR
Delaware(11/3/2021)
RR
District of Columbia(8/14/2023)
RR
Florida(3/4/2021)
RR
Georgia(7/15/2021)
RR
Hawaii(4/13/2021)
RR
Idaho(5/4/2021)
RR
Illinois(9/2/2021)
RR
Indiana(1/29/2021)
RR
Iowa(2/8/2024)
RR
Kansas(11/7/2022)
RR
Kentucky(12/12/2022)
RR
Louisiana(2/23/2021)
RR
Maine(7/10/2023)
RR
Maryland(1/25/2021)
RR
Massachusetts(4/25/2023)
RR
Michigan(1/28/2021)
IAR
Michigan(1/28/2021)
RR
Minnesota(9/7/2021)
RR
Missouri(11/23/2021)
RR
Montana(12/23/2021)
RR
Nebraska(3/15/2021)
RR
Nevada(9/27/2021)
RR
New Jersey(2/26/2021)
RR
New Mexico(10/10/2024)
RR
New York(9/26/2021)
RR
North Carolina(7/19/2021)
RR
North Dakota(11/13/2023)
RR
Ohio(3/3/2021)
RR
Oklahoma(7/19/2021)
RR
Oregon(4/15/2021)
RR
Pennsylvania(1/10/2022)
RR
South Carolina(7/27/2021)
RR
South Dakota(2/8/2024)
RR
Tennessee(8/19/2021)
RR
Texas(2/1/2021)
RR
Utah(3/21/2023)
RR
Virginia(11/9/2021)
RR
Washington(4/9/2021)
RR
West Virginia(9/1/2022)
RR
Wisconsin(1/25/2021)
RR
Wyoming(7/15/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SECURE ASSET MANAGEMENT, L.L.C.
1031 CONSULTING AND SERVICES GROUP | WITTENBERG INVESTMENTS, INC | TRANSCEND FINANCIAL | TRADEWELL TAX & FINANCIAL | TRADEWELL FINANCIAL | TITAN WEALTH ADVISORS | THOMAS FINANCIAL | SON LIGHT INC. | SECURE MANAGEMENT | SECURE ASSET MANAGEMENT, LLC | SECURE ASSET MANAGEMENT, L.L.C. | RW BOWLIN INVESTMENT SERVICES, INC. | REAL ESTATE TRANSITION SOLUTIONS | RANGE FINANCIAL | PREMIER ESTATE PLANNERS | PACELINE FINANCIAL LLC | NUSTAR FINANCIAL | NEVILLE FINANCIAL GROUP | MURRAY, TYMKEW & ASSOCIATES, INC. | MONEY & INVESTMENT CONCEPTS | INFORM FINANCIAL | HORNYAK FINANCIAL GROUP | HARRISON FINANCIAL | GOLDSTEIN FINANCIAL | GLEN H. CHESTER & ASSOCIATES | FORTNER WEALTH SERVICES | FORTHRIGHT CAPITAL MANAGEMENT, LLC | FINANCIAL STRATEGIES GROUP | EVERGREEN INVESTMENTS | CRESCENDO FINANCE | COUGHLIN WEALTH MANAGEMENT | COMPASS FINANCIAL | BLUEBIRD ADVISORY
CRD#: 144046 / SEC#: 801-113954
RIA
Registered Investment Advisory firm - (9/7/2018 Approved)Arizona
Registered Investment Advisory firm - (9/17/2018 Terminated)Colorado
Registered Investment Advisory firm - (9/17/2018 Terminated)Florida
Registered Investment Advisory firm - (9/17/2018 Terminated)Illinois
Registered Investment Advisory firm - (9/7/2018 Terminated)Indiana
Registered Investment Advisory firm - (9/19/2018 Terminated)Michigan
Registered Investment Advisory firm - (9/18/2018 Terminated)New York
Registered Investment Advisory firm - (9/17/2018 Terminated)Ohio
Registered Investment Advisory firm - (9/17/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (9/17/2018 Terminated)Texas
Registered Investment Advisory firm - (9/17/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2565 West Maple Rd, Troy, MI 48084
Mailing Address
Phone number
(248) 414-1562
Established
Firm type
Fiscal year end
# of Employees
53
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,714 |
| AUM (Assets Under Management) | $ 890,034,531 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
