Lori B. Kamen
Professional summary
Lori Beth Kamen is a registered financial professional currently at AURORA SECURITIES located in Bay Village, Ohio and REPUBLIC CAPITAL GROUP located in Winter Park, Florida.
Lori is registered as a RR (Registered Representative) and started their career in finance in 1996. Lori has worked at 23 firms and has passed the Series 66, Series 63, Series 65, Series 99TO, Series 52TO, Series 79TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lori Beth Kamen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2021 - Present
AURORA SECURITIES
Office #2: 148 Meadville Street, Edinboro, PA 16412Office #3: 650 California Street 7th Floor, San Francisco, CA 94109Office #4: 2565 West Maple Road, Troy, MI 48084January 29, 2026 - Present
REPUBLIC CAPITAL GROUP
Office #1: 400 S. Park Ave. Suite 150, Winter Park, FL 32789January 28, 2021 - March 11, 2026
SECURE ASSET MANAGEMENT, L.L.C.
March 17, 2020 - December 4, 2020
CONCORDE ASSET MANAGEMENT, LLC
January 6, 2020 - December 4, 2020
CONCORDE INVESTMENT SERVICES, LLC
January 18, 2018 - January 3, 2020
SECURITIES SERVICE NETWORK, LLC
August 11, 2015 - January 23, 2017
IMST DISTRIBUTORS, LLC
August 7, 2015 - January 23, 2017
FUNDS DISTRIBUTOR, LLC
August 6, 2015 - January 23, 2017
FORESIDE ASSOCIATES, LLC
August 6, 2015 - January 23, 2017
NORTHERN FUNDS DISTRIBUTORS, LLC
July 29, 2015 - January 23, 2017
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
January 2, 2015 - January 23, 2017
FORESIDE DISTRIBUTION SERVICES, L.P.
October 16, 2014 - January 23, 2017
STERLING CAPITAL DISTRIBUTORS, LLC
October 16, 2014 - January 23, 2017
FORESIDE INVESTMENT SERVICES, LLC
October 16, 2014 - January 23, 2017
FORESIDE FUNDS DISTRIBUTORS LLC
October 16, 2014 - January 23, 2017
FAIRHOLME DISTRIBUTORS, LLC
October 15, 2014 - January 23, 2017
FORESIDE FUND SERVICES, LLC
August 9, 2012 - September 29, 2014
PERSHING LLC
June 16, 2006 - August 1, 2012
CNL SECURITIES CORP.
February 10, 2004 - June 5, 2006
SSN ADVISORY, INC.
December 6, 2001 - June 5, 2006
SECURITIES SERVICE NETWORK, LLC
April 26, 2000 - December 3, 2001
COMMONWEALTH FINANCIAL NETWORK
September 8, 1999 - April 19, 2000
LPL FINANCIAL LLC
November 29, 1996 - September 8, 1999
MUTUAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/18/2021)
(3/31/2021)
(2/25/2021)
(8/13/2024)
(3/24/2021)
(5/3/2021)
(3/9/2021)
(11/3/2021)
(8/14/2023)
(3/4/2021)
(7/15/2021)
(4/13/2021)
(5/4/2021)
(9/2/2021)
(1/29/2021)
(2/8/2024)
(11/7/2022)
(12/12/2022)
(2/23/2021)
(7/10/2023)
(1/25/2021)
(4/25/2023)
(1/28/2021)
(9/7/2021)
(11/23/2021)
(12/23/2021)
(3/15/2021)
(9/27/2021)
(2/26/2021)
(10/10/2024)
(9/26/2021)
(7/19/2021)
(11/13/2023)
(3/3/2021)
(7/19/2021)
(4/15/2021)
(1/10/2022)
(7/27/2021)
(2/8/2024)
(8/19/2021)
(2/1/2021)
(3/21/2023)
(11/9/2021)
(4/9/2021)
(9/1/2022)
(1/25/2021)
(7/15/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
REPUBLIC CAPITAL GROUP
CRD#: 334963 / SEC#: , 8-71334
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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