Christopher D. Duval
Professional summary
Christopher Dean Duval was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher Dean Duval was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1996. Christopher had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2001 - December 31, 2009
UINTA INVESTMENTS, INC.
January 2, 2001 - April 26, 2001
STONEGATE PARTNERS, LLC
November 18, 1999 - January 5, 2001
UINTA INVESTMENTS, INC.
November 20, 1996 - June 21, 1999
BROOKWOOD SECURITIES PARTNERS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
UINTA INVESTMENTS, INC.
CRD#: 39954 / SEC#: , 8-48910
Contact information
Documents
Disclosures
| Arbitration | 1 |
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