TP
Travis M. Propst
ROCKEFELLER FINANCIAL LLC | Senior VP-Wealth Management
Atlanta, GA 30305
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CRD#: 2805422
TP
Professional summary
Travis Matthew Propst, who also goes by Travis M Propst, is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in Atlanta, Georgia and ROCKEFELLER CAPITAL MANAGEMENT located in Atlanta, Georgia.
Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Travis has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Financial planning
Trading individual securities
Executive services/Equity comp...
Loans/credit services
Insurance
Trust & estate planning
Philanthropic services
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
2M
Are you a "fiduciary"?
Yes
Aliases
Travis M Propst
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TRAVIS M. PROPST - HOUSEHOLD EMPLOYER / 2040 SPRINGLAKE COURT, NW ATLANTA,GA 30318 / SOLE PROPRIETORSHIP/ OTHER HOUSEHOLD EMPLOYER / TO PAY TAXES FOR HOUSEHOLD EMPLOYEE / SOLE PROPRIETORSHIP / START DATE 03/01/2012 / 2) Is It Spicy JLD, LLC/ investment related?:yes / 387 Old Palmetto Bluff Road, Bluffton, SC, US/ Partner/ There are no active roles in the LLC - we will have an attorney as a South Carolina agent as required since none of us live full time in South Carolina. The property will be held in the name of the LLC so there is no revenue and the homes when completed are not able to be rented out so there is no income associated with it. The LLC structure also helps both families for estate planning purposes since we each have children./ start date: 7/12/2021
CRS (Client Relationship Summary) - RIA
Click below to view Travis Matthew Propst's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Travis Matthew Propst's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Economics/Marketing
1991 - 1994
1990 - 1991
Experience
Current
October 13, 2023 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305RIA
BD
CRD#: 291361
Atlanta, GA
Current
November 5, 2025 - Present
ROCKEFELLER CAPITAL MANAGEMENT
Office #1: 3060 Peachtree Road Nw Suite 110, Atlanta, GA 30305RIA
CRD#: 294197
Atlanta, GA
Current
October 13, 2023 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305RIA
BD
CRD#: 291361
Atlanta, GA
Past
August 3, 2012 - October 24, 2023
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
ATLANTA, GA
Past
August 3, 2012 - October 24, 2023
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
ATLANTA, GA
Past
August 16, 2006 - August 6, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ATLANTA, GA
Past
August 15, 2006 - August 15, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ATLANTA, GA
Past
August 15, 2006 - August 6, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ATLANTA, GA
Past
April 30, 2003 - August 16, 2006
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
ATLANTA, GA
Past
January 2, 2002 - August 16, 2006
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
ATLANTA, GA
Past
August 12, 1997 - January 2, 2002
THE ROBINSON-HUMPHREY COMPANY, LLC
BD
CRD#: 723
ATLANTA, GA
Past
October 17, 1996 - January 3, 1997
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/24/2023)
RR
Arizona(10/13/2023)
RR
California(10/13/2023)
RR
Colorado(10/13/2023)
RR
Connecticut(10/13/2023)
RR
Delaware(10/13/2023)
RR
District of Columbia(10/13/2023)
RR
Florida(10/13/2023)
RR
Georgia(10/13/2023)
IAR
Georgia(10/20/2023)
RR
Idaho(10/13/2023)
RR
Indiana(10/20/2023)
RR
Kansas(10/13/2023)
RR
Kentucky(10/13/2023)
RR
Louisiana(10/13/2023)
RR
Maryland(10/13/2023)
RR
Massachusetts(10/13/2023)
RR
Michigan(10/13/2023)
RR
Montana(10/13/2023)
RR
Nevada(3/8/2024)
RR
New Jersey(10/13/2023)
RR
New Mexico(10/13/2023)
RR
New York(10/13/2023)
RR
North Carolina(10/13/2023)
RR
Ohio(10/13/2023)
RR
Pennsylvania(10/13/2023)
RR
South Carolina(10/13/2023)
RR
Tennessee(10/13/2023)
RR
Texas(10/13/2023)
IAR
Texas(10/13/2023)
RR
Virginia(10/13/2023)
RR
West Virginia(10/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROCKEFELLER FINANCIAL LLC
Senior VP-Wealth ManagementCRD#: 291361Atlanta, GA 30305TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
