Vicki E. Biegler

SUSTAINABLE WEALTH STRATEGIES

Colorado Springs, CO 80918

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CRD#: 2805385

Professional summary

Vicki Ellen Biegler, who also goes by VIcki Ellen Deist, Vicki Ellen Marvel, is a registered financial advisor currently at SUSTAINABLE WEALTH STRATEGIES, LLC located in Colorado Springs, Colorado.

Vicki is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Vicki has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vicki Ellen Deist | Vicki Ellen Marvel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Vicki Biegler is licensed to sell annuities, life, disability and health insurance, and long term care. This activity accounts for approximately 20% of her time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vicki Ellen Biegler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2022 - Present

SUSTAINABLE WEALTH STRATEGIES, LLC

Office #1: 5225 N. Academy Blvd. Ste 300, Colorado Springs, CO 80918

RIA

CRD#: 323611

Colorado Springs, CO

Past

December 20, 1996 - June 17, 2002

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/1/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/26/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/4/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/11/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SUSTAINABLE WEALTH STRATEGIES, LLC

ROCKY MOUNTAIN FINANCIAL SERVICES | SUSTAINABLE WEALTH STRATEGIES, LLC

CRD#: 323611 / SEC#:

Colorado

Registered Investment Advisory firm - (12/14/2022 Approved)

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Contact information

Main Address

5225 N. Academy Blvd. Ste 300, Colorado Springs, CO 80918

Mailing Address

Phone number

(719) 265-9665

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Vicki E. Biegler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vicki Ellen Biegler's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUSTAINABLE WEALTH STRATEGIES, LLC

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 11/1/2022

Series 63

Date: 9/26/1997

Series 7

Date: 9/4/1997

Series 6

Date: 10/11/1996

Current Firm

SUSTAINABLE WEALTH STRATEGIES, LLC

Contact information

Documents

Red Flags

Company Information

SUSTAINABLE WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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