Geoffrey P. Scalera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Paul Scalera, who also goes by Geoffrey Paul Scaleda, was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 1996. Geoffrey had worked at 4 firms and has passed the Series 66, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2003 - July 5, 2005
CAPITAL SECURITIES OF AMERICA, INC.
August 27, 1998 - July 26, 2001
PURSHE KAPLAN STERLING INVESTMENTS
April 30, 1997 - August 14, 1998
LEGEND MERCHANT GROUP, INC.
October 18, 1996 - April 25, 1997
FAIRCHILD FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/3/2000
Limited Representative-Equity Trader ExamCurrent Firm
CAPITAL SECURITIES OF AMERICA, INC.
CRD#: 36405 / SEC#: , 8-47253
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
