Hassan J. Mourani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hassan Jorge Mourani, who also goes by Hassan Jorge Mourani Jr., Hassan Mourani, was a registered financial professional .
Hassan is a previously registered financial professional and started their career in finance in 1998. Hassan had worked at 4 firms and has passed the Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2013 - January 8, 2020
BOREAL CAPITAL SECURITIES LLC
October 23, 2003 - January 9, 2004
ICBC STANDARD SECURITIES INC.
February 15, 2001 - May 15, 2002
PERSHING LLC
April 15, 1998 - February 26, 2001
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOREAL CAPITAL SECURITIES LLC
CRD#: 158599 / SEC#: , 8-68910
Contact information
FINRA licenses (15 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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