AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SS

Scott L. Stoltenberg

QUAD-CITIES INVESTMENT GROUP
DAVENPORT, IA 52807
Some features on this profile are disabled
CRD#: 2805153
SS

Professional summary

Scott Lee Stoltenberg is a registered financial advisor currently at QUAD-CITIES INVESTMENT GROUP, LLC located in Davenport, Iowa.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Scott has worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CITY OF BETTENDORF; NOT INVESTMENT RELATED POSITION, 1609 STATE STREET, BETTENDORF, IA; PLANNING AND ZONING COMMISSION LESS THAN 3 HOURS PER MONTH WOI, LLC Not investment related 50% owner of car wash business Began 7/5/19 2008 Serenity Circle Norwalk, IA 50321 1 per per month, none during market hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Lee Stoltenberg's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 28, 2010 - Present

QUAD-CITIES INVESTMENT GROUP, LLC

Office #1: 5177 Utica Ridge Road, Davenport, IA 52807
RIA
CRD#: 154113
DAVENPORT, IA
Past

July 2, 2010 - December 31, 2011

SILVER OAK SECURITIES, INCORPORATED

BD
CRD#: 46947
DAVENPORT, IA
Past

October 7, 2009 - July 1, 2010

CHICAGO INVESTMENT GROUP ADVISORS, LLC

RIA
CRD#: 148188
CHICAGO, IL
Past

October 7, 2009 - July 1, 2010

CHICAGO INVESTMENT GROUP, LLC

BD
CRD#: 11853
DAVENPORT, IA
Past

August 12, 2006 - October 14, 2009

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
DAVENPORT, IA
Past

August 12, 2006 - October 14, 2009

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
DAVENPORT, IA
Past

April 21, 1999 - August 12, 2006

PIPER SANDLER & CO.

RIA
CRD#: 665
DAVENPORT, IA
Past

November 12, 1996 - August 12, 2006

PIPER SANDLER & CO.

BD
CRD#: 665
DAVENPORT, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QI
QUAD-CITIES INVESTMENT GROUP, LLC
QUAD-CITIES INVESTMENT GROUP, LLC

CRD#: 154113 / SEC#: 801-71612

RIA
Registered Investment Advisory firm - (6/28/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(6/28/2010)
IAR
Iowa
(6/28/2010)
IAR
Texas
(6/28/2010)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/18/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/18/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 1/21/2004
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 11/11/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 4/20/2006
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 4/20/2006
General Securities Sales Supervisor - Options Module Examination

Current Firm

QI
QUAD-CITIES INVESTMENT GROUP, LLC
QUAD-CITIES INVESTMENT GROUP, LLC

CRD#: 154113 / SEC#: 801-71612

RIA
Registered Investment Advisory firm - (6/28/2010 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
5177 Utica Ridge Road, Davenport, IA 52807
Mailing Address
Phone number
(563) 484-5000
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2017 ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts1,473
AUM (Assets Under Management)$ 375,563,938

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUAD-CITIES INVESTMENT GROUP, LLC

CRD#: 154113Davenport, IA 52807

TRUST BUT VERIFY

Monitor Scott Stoltenberg

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

MW
Moira WilkinsAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
RR
Moline, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.