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BK

Brian M. Kelly

I-BANKERS SECURITIES
Fairfield, CT 06824
Some features on this profile are disabled
CRD#: 2805128
BK

Professional summary

Brian Michael Kelly, who also goes by Brian M Kelly, is a registered financial professional currently at I-BANKERS SECURITIES, INC. located in Fairfield, Connecticut.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1997. Brian has worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brian M Kelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Michael Kelly's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 29, 2020 - Present

I-BANKERS SECURITIES, INC.

Office #1: 1261 Post Road Suite 202a, Fairfield, CT 06824
BD
CRD#: 41352
Fairfield, CT
Past

March 14, 2022 - June 11, 2024

I-BANKERS DIRECT, LLC

BD
CRD#: 167533
BOCA RATON, FL
Past

August 1, 2016 - June 29, 2020

MERIDIAN EQUITY PARTNERS, INC.

BD
CRD#: 133849
HARRISON, NY
Past

March 23, 2015 - July 29, 2016

THE VERTICAL GROUP

BD
CRD#: 104353
RED BANK, NJ
Past

June 2, 2014 - March 11, 2015

BGC FINANCIAL, L.P.

BD
CRD#: 19801
Croton, NY
Past

April 30, 2013 - June 2, 2014

MERIDIAN EQUITY PARTNERS, INC.

BD
CRD#: 133849
NEW YORK, NY
Past

December 19, 2012 - April 11, 2013

DOMINICK & DICKERMAN LLC

BD
CRD#: 7344
NEW YORK, NY
Past

April 25, 2011 - June 28, 2012

RONIN CAPITAL, LLC

BD
CRD#: 118428
CHICAGO, IL
Past

May 1, 2006 - April 10, 2007

SOLEIL SECURITIES CORPORATION

BD
CRD#: 124737
NEW YORK, NY
Past

September 26, 2005 - March 23, 2006

LOUIS CAPITAL MARKETS, LLC

BD
CRD#: 48013
PARIS,
Past

June 13, 2005 - September 8, 2005

W.R. HAMBRECHT + CO., LLC

BD
CRD#: 45040
SAN FRANCISCO, CA
Past

May 5, 2003 - December 16, 2004

FULCRUM GLOBAL PARTNERS LLC

BD
CRD#: 104455
NEW YORK, NY
Past

March 12, 1997 - May 2, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/6/2021)
RR
Connecticut
(6/29/2020)
RR
Delaware
(1/6/2021)
RR
New Jersey
(1/6/2021)
RR
New York
(6/29/2020)
RR
North Carolina
(1/6/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 1/28/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 8/17/2015
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 12/18/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

IS
I-BANKERS SECURITIES, INC.
I-BANKERS SECURITIES, INC. | MILLENNIUM FINANCIAL GROUP, INC. | IBS HOLDING CORPORATION

CRD#: 41352 / SEC#: , 8-49385

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1200 N Federal Hwy Suite 215, Boca Raton, FL 33432
Mailing Address
1200 N Federal Hwy Suite 215, Boca Raton, FL 33432
Phone number
(817) 980-9034
Established
Texas since 06/06/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MCCRORY, JAMES MICHAELBOARD CHAIRMAN/OWNER2366988
LEONARD, SHELLEY KAYOWNER2401474
FLORIANI, PAOLO ERMENEGILDOSHAREHOLDER2760686
LEVIN, ALAN BRUCECFO3073530
MCCLOSKEY, MATTHEW JOSEPHPRESIDENT/CEO3035438
THAYER, LARRY DANIEL JRCHIEF COMPLIANCE OFFICER4598879

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

I-BANKERS SECURITIES, INC.

CRD#: 41352Fairfield, CT 06824

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