Coleman E. Campbell
Professional summary
Coleman Edward Campbell, CFP®, who also goes by Cole Campbell, is a registered financial advisor currently at ADVOCATES WEALTH PLANNING located in Houston, Texas.
Coleman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Coleman has worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Coleman Edward Campbell's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2002
Experience
May 14, 2012 - Present
ADVOCATES WEALTH PLANNING
Office #1: 920 Memorial City Way Suite 250, Houston, TX 77024November 14, 1996 - May 21, 2012
MSI FINANCIAL SERVICES, INC.
November 6, 1996 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
November 6, 1996 - May 21, 2012
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ADVOCATES WEALTH PLANNING
CRD#: 138612 / SEC#: 801-65283
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/14/2012)
Exams
Current Firm
ADVOCATES WEALTH PLANNING
CRD#: 138612 / SEC#: 801-65283
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,109 |
| AUM (Assets Under Management) | $ 374,520,801 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2024 | ||
| 10/25/2023 | ||
| 07/29/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
