Alicia L. Okeson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alicia Lynn Okeson, who also goes by Alicia Lynn Twiss, was a registered financial professional .
Alicia is a previously registered financial professional and started their career in finance in 1996. Alicia had worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2022 - October 1, 2024
PFM FUND DISTRIBUTORS, INC.
December 10, 2013 - September 25, 2025
U.S. BANCORP INVESTMENTS, INC.
March 23, 2007 - September 25, 2025
U.S. BANCORP INVESTMENTS, INC.
May 5, 1998 - May 25, 2005
CRI SECURITIES, LLC
October 17, 1996 - May 25, 2005
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
PFM FUND DISTRIBUTORS, INC.
CRD#: 114474 / SEC#: , 8-53496
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
