Timothy J. O'shei

F L PUTNAM INVESTMENT MANAGEMENT CO.

AMHERST, NY 14226

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CRD#: 2804726

Professional summary

Timothy John O'shei, who also goes by Tim O'shei, Timothy John Oshei, is a registered financial advisor currently at F L PUTNAM INVESTMENT MANAGEMENT CO. located in Amherst, New York.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Timothy has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim O'shei | Timothy John Oshei

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WCG Wealth Advisors, LLC - DBA: Treloar & Heisel Wealth Management - Investment Related - Registered Investment Advisor DBA - At Reported Location: Started 6/22/2022 - 160 hours devoted per month - Investment Advisor Representative

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy John O'shei's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 15, 2025 - Present

F L PUTNAM INVESTMENT MANAGEMENT CO.

Office #1: 100 Corporate Parkway Suite 308, Amherst, NY 14226

RIA

CRD#: 106223

AMHERST, NY

Past

April 23, 2024 - March 27, 2025

MAI CAPITAL MANAGEMENT, LLC

RIA

CRD#: 109807

Lancaster, NY

Past

June 22, 2022 - April 16, 2024

THE WEALTH CONSULTING GROUP

RIA

CRD#: 173194

New Castle, PA

Past

June 18, 2018 - May 24, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WILLIAMSVILLE, NY

Past

September 6, 2017 - April 11, 2018

EDELMAN FINANCIAL ENGINES

RIA

CRD#: 104510

AMHERST, NY

Past

May 3, 2000 - December 5, 2000

SIGMA FINANCIAL CORPORATION

CRD#: 14303

ANN ARBOR, MI

Past

September 10, 1999 - February 3, 2000

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

October 27, 1998 - August 31, 1999

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

COLUMBUS, OH

Past

January 14, 1998 - September 29, 1998

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

November 22, 1996 - January 13, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 22, 1996 - January 13, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

F L PUTNAM INVESTMENT MANAGEMENT CO.

F L PUTNAM INVESTMENT MANAGEMENT CO. | PUTNAM F L INVESTMENT MANAGEMENT CO | FLP ATRATO CONSULTING

CRD#: 106223 / SEC#: 801-21951

RIA

Registered Investment Advisory firm - (7/30/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/6/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/4/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/18/2018

General Securities Representative Examination

Current Firm

F L PUTNAM INVESTMENT MANAGEMENT CO.

F L PUTNAM INVESTMENT MANAGEMENT CO. | PUTNAM F L INVESTMENT MANAGEMENT CO | FLP ATRATO CONSULTING

CRD#: 106223 / SEC#: 801-21951

RIA

Registered Investment Advisory firm - (7/30/1984 Approved)

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Contact information

Main Address

6 Kimball Lane, Lynnfield, MA 01940

Mailing Address

Phone number

(800) 344-3435

Established

Firm type

Fiscal year end

# of Employees

134

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FLP FORM ADV PART 2A (10/29/2025)

Regulatory assets under management

Total Number of Accounts	6,380
AUM (Assets Under Management)	$ 7,695,902,054

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/08/2025	Cover Page	Report
08/21/2025	Cover Page	Report
10/28/2024	Cover Page	Report
12/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy J. O'shei

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy John O'shei's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAI CAPITAL MANAGEMENT, LLC

THE WEALTH CONSULTING GROUP

AMERIPRISE FINANCIAL SERVICES, LLC

EDELMAN FINANCIAL ENGINES

SIGMA FINANCIAL CORPORATION

LASALLE FINANCIAL SERVICES, INC.

THE HUNTINGTON INVESTMENT COMPANY

CETERA INVESTMENT SERVICES LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

F L PUTNAM INVESTMENT MANAGEMENT CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/6/2017

Series 63

Date: 10/4/1996

SIE

Date: 10/1/2018

Series 7

Date: 6/18/2018

Current Firm

F L PUTNAM INVESTMENT MANAGEMENT CO.

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

F L PUTNAM INVESTMENT MANAGEMENT CO.

TRUST BUT VERIFY

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