Paul Lawrence Buzzallino Jr
Professional Summary
Paul Lawrence Buzzallino JR, who also goes by Paul Laurence Buzzallino Jr, Paul Lauvence Buzzallino Jr, Paul Lawrence Buzzallino, was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1996 - 2017. Paul had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Paul Laurence Buzzallino Jr, Paul Lauvence Buzzallino Jr, Paul Lawrence Buzzallino
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
BMO ASSET MANAGEMENT CORP. | HARRIS INVESTMENT MANAGEMENT INC | DELTA ASSET MANAGEMENT, A DIVISION OF BMO ASSET MANAGEMENT CORP. | CEDAR STREET ADVISORS | BMO GLOBAL ASSET MANAGEMENT U.S. | BMO GLOBAL ASSET MANAGEMENT | BMO ASSET MANAGEMENT U.S.
Contact Information
Main Address
320 S. Canal Street 12th Floor, Chicago, IL 60606Phone Number
(312) 461-4002# of Employees
5SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
21AUM (Assets Under Management)
$6,176,443,433Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
BMO ASSET MANAGEMENT CORP. | HARRIS INVESTMENT MANAGEMENT INC | DELTA ASSET MANAGEMENT, A DIVISION OF BMO ASSET MANAGEMENT CORP. | CEDAR STREET ADVISORS | BMO GLOBAL ASSET MANAGEMENT U.S. | BMO GLOBAL ASSET MANAGEMENT | BMO ASSET MANAGEMENT U.S.
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Aug 2000Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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