Paul L. Buzzallino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Lawrence Buzzallino JR, who also goes by Paul Laurence Buzzallino Jr, Paul Lauvence Buzzallino Jr, Paul Lawrence Buzzallino, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1996. Paul had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2016 - August 7, 2017
BMO ASSET MANAGEMENT CORP.
June 1, 2015 - August 7, 2017
BMO INVESTMENT DISTRIBUTORS, LLC
December 19, 2005 - June 9, 2015
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - June 9, 2015
FRANKLIN DISTRIBUTORS, LLC
June 2, 2005 - December 16, 2005
CITIGROUP GLOBAL MARKETS INC.
January 29, 2003 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
April 3, 2002 - October 28, 2002
TAFFERER TRADING, LLC
January 31, 2002 - March 26, 2002
SCHONFELD SECURITIES, LLC
July 13, 2000 - January 24, 2002
TAFFERER TRADING, LLC
September 27, 1999 - June 26, 2000
COREBRIDGE CAPITAL SERVICES, INC.
March 26, 1997 - November 6, 1998
NORTHSTAR DISTRIBUTORS, INC.
October 14, 1996 - November 18, 1996
ROYCE INVESTMENT GROUP, INC.
Primary Firm SEC Registration
BMO ASSET MANAGEMENT CORP.
CRD#: 106466 / SEC#: 801-35533
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/16/2000
Limited Representative-Equity Trader ExamCurrent Firm
BMO ASSET MANAGEMENT CORP.
CRD#: 106466 / SEC#: 801-35533
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 5,186,280,670 |
Red Flags
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