David S. Brown

VIGILANT DISTRIBUTORS

New York , NY 10022

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CRD#: 2804612

Professional summary

David Sanford Bryson Brown is a registered financial professional currently at VIGILANT DISTRIBUTORS, LLC located in New York , New York.

David is registered as a RR (Registered Representative) and started their career in finance in 1996. David has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Sanford Bryson Brown's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2025 - Present

VIGILANT DISTRIBUTORS, LLC

Office #1: 575 Lexington Avenue 30th Floor, New York , NY 10022

CRD#: 285573

New York , NY

Past

February 6, 2018 - October 31, 2024

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Greenwich, CT

Past

January 20, 2009 - November 9, 2011

OLD MUTUAL INVESTMENT PARTNERS

CRD#: 44916

BOSTON, MA

Past

June 5, 2008 - November 28, 2008

DWS DISTRIBUTORS, INC.

CRD#: 37306

NEW YORK, NY

Past

June 14, 2005 - June 5, 2008

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Past

February 12, 1998 - May 24, 2005

GAM SERVICES, INC.

CRD#: 25631

NEW YORK, NY

Past

December 9, 1996 - July 23, 1997

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/25/2025)

Colorado
(4/28/2025)

Connecticut
(4/25/2025)

Florida
(4/28/2025)

Georgia
(4/28/2025)

Illinois
(4/28/2025)

Massachusetts
(4/28/2025)

Michigan
(4/29/2025)

Minnesota
(4/25/2025)

Missouri
(4/25/2025)

New Hampshire
(4/29/2025)

New Jersey
(4/28/2025)

New York
(4/25/2025)

North Carolina
(4/25/2025)

Ohio
(4/25/2025)

Oregon
(5/1/2025)

Pennsylvania
(4/25/2025)

South Carolina
(4/29/2025)

Texas
(4/25/2025)

Washington
(4/25/2025)

Exams

State Security Law Exam

Series 63

Date: 10/17/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/7/1996

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VIGILANT DISTRIBUTORS, LLC

HERALD INVESTMENT MARKETING, LLC | VIGILANT DISTRIBUTORS, LLC

CRD#: 285573 / SEC#: , 8-69854

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317

Mailing Address

Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317

Phone number

(610) 558-1750

Established

Pennsylvania since 06/13/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CHADDS FORD INVESTMENT MANAGEMENT, LLC	OWNER
CHISM, PATRICK ANDREW	CEO AND CCO	2875421
FAIA, SALVATORE ROCCO II	PRINCIPAL OPERATIONS OFFICER	6813402
SCARPATI, GERARD	CFO AND PRINCIPAL FINANCIAL OFFICER	2313132

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David S. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Sanford Bryson Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

OLD MUTUAL INVESTMENT PARTNERS

DWS DISTRIBUTORS, INC.

DEAM INVESTOR SERVICES, INC.

GAM SERVICES, INC.

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/17/2018

SIE

Date: 10/1/2018

Series 7

Date: 12/7/1996

FINRA

Current Firm

VIGILANT DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

VIGILANT DISTRIBUTORS, LLC

TRUST BUT VERIFY

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