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Malachy Ernest Joyce

BASED CAPITAL WEALTH
DURHAM, NC
·CRD# 2804494·30 years experience

Professional Summary

Malachy Ernest Joyce, who also goes by Malachy E. Joyce, Malachy Joyce, Michael Joyce, is a registered financial advisor currently at BASED CAPITAL WEALTH LLC located in Durham, North Carolina. Malachy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Malachy has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Malachy E. Joyce, Malachy Joyce, Michael Joyce

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

BASED CAPITAL WEALTH LLC·CRD# 333173
RIA
4819 Emperor Boulevard, Suite 400, Durham, NC 27703
September 24, 2024 - Present
STONEX SECURITIES INC.·CRD# 18456
BD
Pennington, NJ
March 20, 2009 - January 12, 2016
NEXT FINANCIAL GROUP, INC.·CRD# 46214
BD
Staten Island, NY
April 12, 2005 - March 24, 2009
MAXIM GROUP LLC·CRD# 120708
BD
New York, NY
October 23, 2002 - May 5, 2005
HAPOALIM SECURITIES USA, INC.·CRD# 266
BD
New York, NY
June 1, 1999 - October 23, 2002
STUART, COLEMAN & CO., INC.·CRD# 8642
BD
New York, NY
August 6, 1998 - June 1, 1999
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
August 1, 1997 - August 19, 1998
DALTON KENT SECURITIES GROUP, INC.·CRD# 38813
BD
New York, NY
June 30, 1997 - July 28, 1997
FIRST METROPOLITAN SECURITIES, INC.·CRD# 7594
BD
New York, NY
April 3, 1997 - June 19, 1997

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Current Firm

BC
BASED CAPITAL WEALTH LLC

BASED CAPITAL WEALTH | BASED CAPITAL WEALTH LLC

CRD#: 333173
California
Registered Investment Advisory firm - California (12/9/2024 Approved)
Florida
Registered Investment Advisory firm - Florida (10/10/2025 Approved)
Louisiana
Registered Investment Advisory firm - Louisiana (12/9/2024 Approved)
North Carolina
Registered Investment Advisory firm - North Carolina (10/23/2024 Approved)
Texas
Registered Investment Advisory firm - Texas (5/4/2026 Approved)
Washington
Registered Investment Advisory firm - Washington (2/26/2025 Approved)

Contact Information

Main Address

4819 Emperor Boulevard, Suite 400, Durham, NC 27703

Phone Number

(347) 884-0817

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

111

AUM (Assets Under Management)

$51,000,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Malachy Joyce is the CEO of a data analytics company called iBC Holdings LLC dba Stocklabs. Stocklabs provides financial data on companies as well as technical information. Upon the approval of Based Capital Wealth LLC, Malachy Joyce intends to appoint someone to takeover and to greatly reduce his role at Stocklabs. 2) Malachy Joyce is a content creator on X (formerly Twitter), publishing monetized financial commentary. She earns ad revenue and promotional fees, works 20 hours monthly, and derives 0.1% of income from this. 3) Joyce Capital Management Inc; Is the business investment related: No; Location of the business: 11204 PRESIDIO DR Raleigh NC 27617 United States; Description of the business: Joyce Capital Management Inc. is a non-operating entity owned by the principal of Based Capital Wealth LLC. The entity is maintained solely for tax and administrative purposes. It does not conduct any business activities, does not provide investment advisory or financial services, has no clients, and generates no revenue. There are no shared clients, assets, or operations between this entity and the advisory firm.; Position Title: CEO; Responsibilities Duties: none; Start date with business: 2008-09-30; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 100;

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(12/9/2024)
IAR
Florida
(10/10/2025)
IAR
Louisiana
(12/9/2024)
IAR
North Carolina
(10/23/2024)
IAR
Texas
(9/24/2024)
IAR
Washington
(2/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2024About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1997About the Series 7 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed Jun 2007About the Series 51 exam

Series 24 — General Securities Principal Examination

Passed Nov 2006About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Malachy Ernest Joyce's CRS (Customer Relationship Summary).

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