David Goldfarb
Professional Summary
David Goldfarb is a registered financial advisor currently at COMPASS SECURITIES CORPORATION located in Braintree, Massachusetts. David is registered as a RR (Registered Representative) and started their career in finance in 1998. David has worked at 4 firms and has passed the Series 27 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
COMPASS SECURITIES CORPORATION
Contact Information
Main Address
50 Braintree Hill Park Suite 105, Braintree, MA 02184-8734Mailing Address
50 Braintree Hill Park Suite 105, Braintree, MA 02184-8734Phone Number
(781) 535-6083Established
Massachusetts since 11/05/1984Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Goldfarb's CRS (Customer Relationship Summary).
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