Robert W. Verrier
Professional summary
Robert William Verrier JR is a registered financial professional currently at CELADON FINANCIAL GROUP LLC located in Waxhaw, North Carolina.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1996. Robert has worked at 9 firms and has passed the Series 63, Series 62, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert William Verrier JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2020 - Present
CELADON FINANCIAL GROUP LLC
October 10, 2006 - April 30, 2020
LBMZ SECURITIES, INC.
January 20, 2004 - October 16, 2006
HALPERN CAPITAL, INC.
September 17, 2003 - January 23, 2004
NORTHEAST SECURITIES, LLC
October 18, 2000 - September 29, 2003
FIRST ALLIED SECURITIES, INC.
May 13, 1999 - November 2, 2000
KEANE SECURITIES CO., INC.
April 21, 1998 - May 7, 1999
TRIAD SECURITIES CORP
August 22, 1997 - November 25, 1997
IFMG SECURITIES, INC.
October 10, 1996 - June 24, 1997
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2020)
(4/30/2020)
(4/30/2020)
(6/5/2020)
(4/30/2020)
(4/30/2020)
(4/30/2020)
(4/30/2020)
(4/30/2020)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/27/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
CELADON FINANCIAL GROUP LLC
CRD#: 36538 / SEC#: , 8-47288
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HERSCH, DARYL SCOTT | CEO/MAJORITY MEMBER/GSP/ROSFP | 1255474 |
| CAMBRIA HOLDINGS, INC. | MINORITY MEMBER | |
| COSTINE, MELISSA ANNE | OPERATIONS MANAGER/GSP | 2646983 |
| NAVAS, NELSON GABRIEL | CFO/FINOP/GSP | 5092353 |
| PASTINE, ARMAND RALPH | HEAD OF CAPITAL MARKETS/GSP | 2257531 |
| WALDMAN, PAUL MITCHELL | CCO/AMLCO/GSP/ROSFP | 1885767 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
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