Brian P. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Patrick White, who also goes by Brian White, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1997. Brian had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2010 - December 9, 2016
SUMMIT FINANCIAL GROUP INC
March 8, 2010 - December 9, 2016
SUMMIT BROKERAGE SERVICES, INC.
January 2, 2009 - March 10, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 14, 2003 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 31, 2003 - March 10, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 22, 1999 - April 7, 2003
J.J.B. HILLIARD, W.L. LYONS, LLC
January 20, 1997 - February 26, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
