Marc S. Goldin
Professional summary
Marc Saul Goldin is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Marc is registered as a RR (Registered Representative) and started their career in finance in 1997. Marc has worked at 8 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marc Saul Goldin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003April 14, 2021 - July 27, 2022
NOBLE CAPITAL MARKETS, INC.
March 1, 2017 - April 1, 2021
AGES FINANCIAL SERVICES, LTD.
December 12, 2014 - April 24, 2017
SOURCE CAPITAL GROUP, INC.
February 14, 2014 - October 23, 2014
GLOBAL ARENA CAPITAL CORP
June 15, 2011 - October 30, 2013
GLOBAL ARENA CAPITAL CORP
October 19, 2009 - June 15, 2011
SOURCE CAPITAL GROUP, INC.
January 10, 2007 - November 18, 2008
AON SECURITIES LLC
April 23, 2003 - December 19, 2005
MML INVESTORS SERVICES, LLC
August 20, 1997 - December 18, 2002
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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