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MP

Michael Point

FNEX CAPITAL
Indianapolis, IN 46204
Some features on this profile are disabled
CRD#: 2804393
MP

Professional summary

Michael Point, who also goes by Michael Robert Point, Mike Point, is a registered financial professional currently at FNEX CAPITAL, LLC located in Indianapolis, Indiana.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 7 firms and has passed the Series 66, Series 63, Series 65, Series 79TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Robert Point | Mike Point

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Point's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2026 - Present

FNEX CAPITAL, LLC

Office #1: One Indiana Square Suite 2252, Indianapolis, IN 46204
BD
CRD#: 166316
Indianapolis, IN
Past

March 11, 2026 - March 31, 2026

GT SECURITIES, INC.

BD
CRD#: 116012
LOS ANGELES, CA
Past

June 24, 2020 - September 6, 2022

U.S. BANCORP INVESTMENTS, INC.

RIA
CRD#: 17868
Dallas, TX
Past

June 24, 2020 - July 23, 2025

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
SAINT PAUL, MN
Past

July 13, 2015 - August 15, 2018

COMMERCE STREET INVESTMENT MANAGEMENT

RIA
CRD#: 144278
DALLAS, TX
Past

June 17, 2015 - June 25, 2020

COMMERCE STREET CAPITAL, LLC

BD
CRD#: 143797
DALLAS, TX
Past

October 31, 2005 - February 5, 2008

CLARK SECURITIES, INC.

BD
CRD#: 43803
FRISCO, TX
Past

November 7, 1996 - May 30, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(3/31/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/10/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/18/2005
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 1/3/1997
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/13/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/15/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/28/2005
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FNEX CAPITAL, LLC
APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC

CRD#: 166316 / SEC#: , 8-69199

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Mailing Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Phone number
(317) 580-2588
Established
Indiana since 06/04/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FNEX, LLCMEMBER
ALVAREZ, KAREN LOUFINANCIAL OPERATIONS4044938
HEGER, LOREN EUGENECEO, CCO, AMLCO, EXEC. REP.6143753

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FNEX CAPITAL, LLC

CRD#: 166316Indianapolis, IN 46204

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