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KH

Kerry L. Hairston

Some features on this profile are disabled
CRD#: 2804353
KH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kerry Lamont Hairston I, who also goes by Kerry Lamont Hairston, was a registered financial professional .

Kerry is a previously registered financial professional and started their career in finance in 1996. Kerry had worked at 3 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kerry Lamont Hairston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 22, 2007 - November 1, 2007

MEADOWBROOK SECURITIES LLC

BD
CRD#: 10578
JACKSON, MS
Past

May 19, 1999 - January 16, 2007

JACKSON SECURITIES LLC

BD
CRD#: 19897
ATLANTA, GA
Past

October 15, 1996 - May 11, 1999

LLAMA COMPANY

BD
CRD#: 22440
FAYETTEVILLE, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/13/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/14/1996
General Securities Representative Examination

Current Firm

MS
MEADOWBROOK SECURITIES LLC
H & O SECURITIES CO. | MISSISSIPPI SECURITIES COMPANY | MEADOWBROOK SECURITIES LLC | INVESTLINC SECURITIES, LLC | INVEST LINC SECURITIES, LLC | INVEST LINC SECURITIES, INC. | INVEST LINC SECURITIES CO. | HAGAMAN, OATES & PARIS SECURITIES CO. | HAGAMAN AND OATES SECURITIES CO.

CRD#: 10578 / SEC#: , 8-27814

BD
Terminated by SEC on 09/11/2011
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 07/16/2001
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MEADOWBROOK CAPITAL LLCOWNER
HALL, HAZEL ANDERSONFINANICAL OPERATIONS PRINCIPAL5573614
PARIS, LEROY HENRY IICHIEF EXECUTIVE OFFICER,DIRECTOR & TREASURER1130854
WILLIAMS, ALBERTA WCHIEF COMPLIANCE OFFICER1504791

Disclosures

Regulatory Event5
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MEADOWBROOK SECURITIES LLC

CRD#: 10578

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