Michael D. Tannenbaum

ARCHER INVESTMENT

Altamonte Springs, FL 32701

Some features on this profile are disabled

CRD#: 2804285

Professional summary

Michael David Tannenbaum, who also goes by Mike Tannenbaum, is a registered financial advisor currently at ARCHER INVESTMENT CORPORATION located in Altamonte Springs, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Michael has worked at 2 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Tannenbaum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FRUTCHEY TANNENBAUM, LLC CPA FIRM TITLE = OWNER / MANAGING MEMBER 600 MAITLAND AVENUE ALTAMONTE SPRINGS, FL 32701 407-260-6600 NOT CURRENTLY INVESTMENT RELATED STARTED 12/4/11 100 HOURS / MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David Tannenbaum's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 15, 2016 - Present

ARCHER INVESTMENT CORPORATION

Office #1: 660 Maitland Ave, Altamonte Springs, FL 32701

RIA

CRD#: 136403

Altamonte Springs, FL

Past

October 29, 2012 - November 6, 2015

ARCHER INVESTMENT CORPORATION

RIA

CRD#: 136403

ALTAMONTE SPRINGS, FL

Past

February 4, 1997 - June 8, 1999

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARCHER INVESTMENT CORPORATION

CRD#: 136403 / SEC#: 801-64607

RIA

Registered Investment Advisory firm - (8/12/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/12/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 1/3/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ARCHER INVESTMENT CORPORATION

CRD#: 136403 / SEC#: 801-64607

RIA

Registered Investment Advisory firm - (8/12/2005 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

11711 N. College Ave Suite 200, Carmel, IN 46032

Mailing Address

Phone number

(317) 581-5664

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARCHER PART 2A BROCHURE (11/18/2025)

Regulatory assets under management

Total Number of Accounts	5,640
AUM (Assets Under Management)	$ 900,511,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ryan John Pegas

SANTANDER SECURITIES LLC

BOSTON, MA

Leonard Witte

OSAIC WEALTH, INC.

SCOTTSDALE, AZ

Jeremiah Nolen

NEXT PHASE ADVISORS

IAR

Cullman, AL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael D. Tannenbaum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David Tannenbaum's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARCHER INVESTMENT CORPORATION

ARCHER INVESTMENT CORPORATION

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

ARCHER INVESTMENT CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 9/12/2012

Series 6

Date: 1/3/1997

Current Firm

ARCHER INVESTMENT CORPORATION

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARCHER INVESTMENT CORPORATION

TRUST BUT VERIFY

Similar Advisors