John C. Carrico
Professional summary
John Collin Carrico, who also goes by Collin Carrico, is a registered financial professional currently at DASH PRIME LLC located in Chicago, Illinois.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 32, Series 3, Series 7, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Collin Carrico's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2014 - Present
DASH PRIME LLC
Office #1: 200 South Wacker Drive Suite 2450, Chicago, IL 60606Office #2: 200 S Wacker Drive Suite 2450, Chicago, IL 60606Office #3: 319 Clematis Street Suite 1004, West Palm Beach, FL 33401December 13, 2011 - January 21, 2014
LIGHTSPEED TRADING, LLC
June 12, 2008 - March 22, 2012
POTAMUS TRADING, LLC
July 20, 2005 - June 6, 2008
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
May 7, 2004 - November 26, 2004
SOL TRADING, L.P.
September 1, 2000 - June 28, 2005
PAX CLEARING CORPORATION
October 29, 1996 - September 1, 2000
PAX CLEARING COMPANY LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/11/2016)
(10/1/2014)
(10/1/2014)
(5/30/2018)
(10/1/2014)
(10/1/2014)
(4/27/2017)
(10/1/2014)
(10/1/2014)
(10/1/2014)
(10/29/2014)
(10/1/2014)
(10/6/2014)
(1/23/2017)
(11/10/2014)
(6/6/2018)
(11/8/2017)
(10/1/2014)
(10/1/2014)
(10/2/2014)
(10/2/2014)
(12/8/2017)
(10/1/2014)
(2/7/2018)
(1/29/2018)
(5/7/2025)
(9/21/2015)
(10/16/2014)
(5/4/2022)
(11/7/2023)
(11/5/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
DASH PRIME LLC
CRD#: 41257 / SEC#: , 8-49339
Contact information
FINRA licenses (31 States and Territories)
Disclosures
| Regulatory Event | 6 |
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