John Collin Carrico
Professional Summary
John Collin Carrico, who also goes by Collin Carrico, is a registered financial advisor currently at DASH PRIME LLC located in Chicago, Illinois. John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 32, Series 3, Series 7, Series 4, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Collin Carrico
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
DASH PRIME LLC | EROOM SECURITIES L.L.C.
Contact Information
Main Address
200 South Wacker Drive Suite 2450, Chicago, IL 60606Mailing Address
200 South Wacker Drive Suite 2450, Chicago, IL 60606Phone Number
(312) 690-2500Established
Delaware since 05/16/1996Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (31 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/11/2016)
(10/1/2014)
(10/1/2014)
(5/30/2018)
(10/1/2014)
(10/1/2014)
(4/27/2017)
(10/1/2014)
(10/1/2014)
(10/1/2014)
(10/29/2014)
(10/1/2014)
(10/6/2014)
(1/23/2017)
(11/10/2014)
(6/6/2018)
(11/8/2017)
(10/1/2014)
(10/1/2014)
(10/2/2014)
(10/2/2014)
(12/8/2017)
(10/1/2014)
(2/7/2018)
(1/29/2018)
(5/7/2025)
(9/21/2015)
(10/16/2014)
(5/4/2022)
(11/7/2023)
(11/5/2014)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Collin Carrico's CRS (Customer Relationship Summary).
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