Katherine L. Byrne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katherine Louisa Byrne, who also goes by Katherine Louisa Overton, Katie Overton, was a registered financial professional .
Katherine is a previously registered financial professional and started their career in finance in 1997. Katherine had worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2001 - June 26, 2009
MILLER TABAK + CO., LLC
July 7, 2000 - January 9, 2001
MILLER TABAK + CO., LLC
January 23, 1998 - July 7, 2000
MILLER TABAK HIRSCH & CO.
March 6, 1997 - September 17, 1997
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
MILLER TABAK + CO., LLC
CRD#: 47293 / SEC#: , 8-51750
Contact information
Disclosures
| Regulatory Event | 13 |
Red Flags
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