Derek M. Kempf
Professional summary
Derek Michael Kempf is a registered financial professional currently at VICTORY CAPITAL SERVICES, INC. located in San Antonio, Texas.
Derek is registered as a RR (Registered Representative) and started their career in finance in 1996. Derek has worked at 4 firms and has passed the Series 63, Series 57TO, Series 6TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Derek Michael Kempf's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2026 - Present
VICTORY CAPITAL SERVICES, INC.
Office #1: 15935 La Cantera Parkway, San Antonio, TX 78256August 30, 2019 - July 22, 2025
VICTORY CAPITAL SERVICES, INC.
September 2, 2015 - September 27, 2018
USAA FINANCIAL ADVISORS, INC.
April 29, 2003 - December 20, 2018
USAA INVESTMENT SERVICES COMPANY
January 3, 2003 - March 31, 2003
ADVISORS ASSET MANAGEMENT, INC.
November 7, 1996 - November 13, 2002
USAA INVESTMENT SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/14/2026)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 3/21/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
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