Nancy J. Bernaldo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy Jane Bernaldo was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 1996. Nancy had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2009 - December 31, 2014
NJB FINANCIAL STRATEGIES
June 26, 2009 - August 10, 2009
ON INVESTMENT MANAGEMENT CO
February 4, 2009 - August 10, 2009
THE O.N. EQUITY SALES COMPANY
February 5, 2002 - December 31, 2008
KMS FINANCIAL SERVICES, INC.
December 21, 2001 - December 31, 2008
KMS FINANCIAL SERVICES, INC.
March 6, 1997 - December 21, 2001
OSAIC WEALTH, INC.
November 22, 1996 - April 22, 1997
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
NJB FINANCIAL STRATEGIES
CRD#: 151144 / SEC#:
Contact information
Red Flags
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