Gilbert H. Dunham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gilbert H Dunham Jr, who also goes by Gib Dunham Jr, Gilbert Hamilton Dunham Jr, Gilbert Hamilton Dunham, Jr Jr, Gilbert H Dunham, Gilbert Hamilton Dunham, was a registered financial professional .
Gilbert is a previously registered financial professional and started their career in finance in 1998. Gilbert had worked at 6 firms and has passed the Series 63, Series 66, Series 79TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2024 - February 25, 2026
CARDEA CAPITAL ADVISORS, LLC
January 18, 2022 - December 31, 2023
BRIDGEWAY WEALTH PARTNERS, LLC
January 17, 2022 - March 12, 2026
MARCH CAPITAL CORP.
May 7, 2019 - January 13, 2020
ALLIED MILLENNIAL PARTNERS, LLC
October 17, 2012 - December 23, 2013
PEMIGEWASSET CAPITAL LLC
November 12, 1998 - August 25, 1999
LIPPER & COMPANY, L.P.
Primary Firm SEC Registration
CARDEA CAPITAL ADVISORS, LLC
CRD#: 307600 / SEC#: 801-118445
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
CARDEA CAPITAL ADVISORS, LLC
CRD#: 307600 / SEC#: 801-118445
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 374 |
| AUM (Assets Under Management) | $ 105,752,926 |
Red Flags
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